Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Michael AllenEdward JonesCetera Investment Services LLC$10001-11-2019
Barry Michael KolanoRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00001-11-2019
Timothy Shaler SmithRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5001-11-2019
Jonathan Hugh RegisterStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2019
Todd Allen HicksStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5001-11-2019
Todd Addison HaackeStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5001-11-2019
Roxanne D. McElroyStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$2501-11-2019
Bradley Aaron ClasenStifel, Nicolaus & Company, IncorporatedMorgan Stanley01-11-2019
Kathleen Erin KellyWilliam BlairAmeriprise Financial Services, LLC$5001-11-2019
Pamela Jean MitchellRobert W. Baird & Co. IncorporatedMorgan Stanley$5001-11-2019
Victor Louis LarosaRobert W. Baird & Co. IncorporatedMorgan Stanley$10001-11-2019
James Ian MaherFisher InvestmentsAmeriprise Financial Services, LLC01-11-2019
Greg Michael RybarczykTD Ameritrade Investment Management, LLCFidelity Personal and Workplace Advisors01-11-2019
Michael John ReiselBelpointe Asset Management LLCWaddell & Reed01-11-2019
Mark William O'GuinnQ4 Strategic Equity Advisors Inc.Q4 Strategic Equity Advisors Inc.01-11-2019
David George SylvesterCavu Wealth AdvisorsCavu Wealth Advisors01-11-2019
Hilary Sylvester DisherCavu Wealth AdvisorsCavu Wealth Advisors01-11-2019
Chester William HollidayAndina Family OfficesAndina Family Offices01-11-2019
Vladimir Matthew PixaMy Portfolio Guide, LLCMy Portfolio Guide, LLC01-11-2019
Everett Andrew WilkersonCapital Investment Advisors, LLCTD Ameritrade, Inc.01-11-2019
Brock Thomas AdamsB.O.S.S. Retirement Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2019
Brett Alan Garver180 Wealth Advisors, LLCKey Investment Services LLC01-11-2019
Mitchell Paul McAbeeDominion Capital Management, LLCDominion Capital Management, LLC01-11-2019
Nicolas Johann KnapikRJ Capital LLCRJ CAPITAL, LLC01-11-2019
Thomas Lawrence BrownRJ Capital LLCRJ CAPITAL, LLC01-11-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.