Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Allen StoffelAmeriprise Financial Services, LLCRobert W. Baird & Co. Incorporated01-10-2019
Brandon Ronald FresardLPL Financial LLCUSAA Investment Management Company01-10-2019
Jonathan Steven KoesterRaymond James Financial Services, Inc.AXIO Financial LLC01-10-2019
Morgan Patricia HattenRaymond James Financial Services, Inc.Fidelity Personal and Workplace Advisors01-10-2019
Deborah Waynell AndrewsCetera Advisors LLCQuestar Capital Corporation01-10-2019
Marc R. StasikCetera Advisors LLCSigma Financial Corporation01-10-2019
Steven Scott HaagensonCetera Advisor Networks LLCCambridge Investment Research, Inc.$2501-10-2019
Philip Eric WeisbachCetera Advisor Networks LLCHarbour Investments, Inc.01-10-2019
Philip Lawton Swann Jr.Cetera Advisor Networks LLCThe Henderson Group01-10-2019
Steven Michael SilverthorneAvantax Investment Services, Inc.Morgan Stanley$2501-10-2019
Scott Robert SawaG. A. Repple & CompanyCetera Financial Specialists LLC01-10-2019
Luke E. KrmpotichCambridge Investment Research, Inc.Morgan Stanley01-10-2019
Joshua David NeaseNext Financial Group, Inc.Infinex Investments, Inc.01-10-2019
Edie Lynn GoldsteinChelsea Financial ServicesNext Financial Group, Inc.01-10-2019
Charles Garrett MorganMcDermott Investment Services, LLCBrokers International Financial Services, LLC.$2501-10-2019
Jeanine M. BlackmanWatchdog Capital, LLCWatchdog Capital, LLC01-10-2019
Kyle William AndersonNorthwestern Mutual Investment Services, LLCAscensus Broker Dealer Services, LLC01-10-2019
Carla Tara FloratosNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC01-10-2019
William Robert Ogburn JrNorthwestern Mutual Investment Services, LLCRaymond James & Associates, Inc.01-10-2019
Jonathan T. BensenOneAmerica Securities, Inc.MML Investors Services, LLC01-10-2019
Taleen AkopyanNYLIFE Securities LLCJohn Hancock Distributors LLC01-10-2019
George Francis Meehan IIIPruco Securities, LLC.Cetera Financial Specialists LLC01-10-2019
Patricia Marie NortonAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC01-10-2019
Virgil Lee Powe Jr.PFS Investments Inc.PFS Investments Inc.01-10-2019
Philip L. MuradPFS Investments Inc.PFS Investments Inc.01-10-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.