Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nelson Bradford AhernAmeritas Investment Corp.MML Investors Services, LLC$3801-07-2019
Philip Michael Napolitano IIIKey Investment Services LLCEdward Jones$5001-07-2019
Rickey Taylor WomackSt. Bernard Financial Services, Inc.Securities Management & Research, Inc.01-07-2019
Robert Louis PuzLPL Financial LLCSigma Financial Corporation01-07-2019
Robert Paul Niklaus KellerEdward JonesWells Fargo Clearing Services, LLC01-07-2019
Roger Lee OlsonPruco Securities, LLC.Thrivent Investment Management Inc.01-07-2019
Ryan Wayne StullWells Fargo Clearing Services, LLCMorgan Stanley$1,00001-07-2019
Stephanie CraigLPL Financial LLCPFS Investments Inc.01-07-2019
Thomas StrackhouseMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC$101-07-2019
Thomas Joseph NeunerIFS SecuritiesRoyal Alliance Associates, Inc.01-07-2019
Tiffany Teel HouseRaymond James Financial Services, Inc.BBVA Securities Inc.01-07-2019
Timothy Gerard CrawfordTim Crawford CPAGWN Securities Inc.01-07-2019
Andrew PowersVentoux Financial Advisors, LLCTradingBlock01-04-2019
Andrew Albert Koch Jr.American Portfolios Financial Services, Inc.HD Vest Investment Services$101-04-2019
Barbara Cook McdanielArvest Wealth ManagementCalton & Associates, Inc.$101-04-2019
Bradley BonfanteLPL Financial LLCKey Investment Services LLC01-04-2019
Danielle Marie FasciJ.P. Morgan Securities LLCSagePoint Financial, Inc.01-04-2019
David Anthony WeberRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC01-04-2019
Genan Marie KirbyCUNA Brokerage Services, Inc.Fifth Third Securities, Inc.$15001-04-2019
Gerard Alonzo SingfieldCulture Capital Partners, LLCCharles Schwab & Co., Inc.01-04-2019
James Daniel BlandfordCetera Financial Specialists LLCBlandford Wealth Management, LLC$101-04-2019
James Royal Kirchner Jr.IFS SecuritiesDavid A. Noyes & Company$15001-04-2019
Jamey Carl GrahamUnited Planners' Financial Services of America A Limited PartnerSignal Securities, Inc.$5001-04-2019
Joe Tom King Jr.Ameriprise Financial Services, Inc.Raymond James & Associates, Inc.$101-04-2019
Jon-Michael GugliottaKestra Advisory Services, LLCSummit Brokerage Services, Inc.01-04-2019
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Showing 126 to 150 of 1,837 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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