Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin James BirdCUSO Financial Services, L.P.Key Investment Services LLC01-02-2019
Bryan Michael MccloskeyRevisionist Wealth Advisors, LLCProsperity Economics Partners, LLC01-02-2019
Carl Vernon Cline IIIRaymond James Financial Services Advisors, IncResource Partners LLC01-02-2019
Carri L. Le CampbellCambridge Investment Research, Inc.Capital Financial Services, Inc.$2501-02-2019
Charles Alexander Lutzow Jr.Securities America, Inc.Questar Capital Corporation$5001-02-2019
Charles Richard KorgerAreteCarson Choice Retirement Solutions, Inc.01-02-2019
Christopher David WernerCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$2501-02-2019
Dale Littleton Cloud Jr.Chalice Capital Partners, LLCRaymond James Financial Services, Inc.$15001-02-2019
Daniel H MotylDempsey Lord Smith, LLCHD Vest Investment Services01-02-2019
Daniel Joseph NortonAXA Advisors, LLCCitizens Securities, Inc.01-02-2019
Danny Windell WhisenantGWN Securities Inc.Questar Capital Corporation01-02-2019
Darin Boyer WassmannTriad Advisors LLCIndependent Financial Partners$3801-02-2019
David George SpencePurshe Kaplan Sterling InvestmentsWealthcare Advisory Partners LLC$5001-02-2019
David Michael KopycSecurities Service Network, LLCAmeritas Investment Corp.01-02-2019
Debra Jeanne CarmodyFortune Financial Services, Inc.Capital Investment Group, Inc.$101-02-2019
Douglas Kent ZimaCambridge Investment Research, Inc.Securities America, Inc.$101-02-2019
Douglas Nelson UhlFortune Financial Services, Inc.Royal Alliance Associates, Inc.$101-02-2019
Edmund George OsticIndependent Financial Group, LLCSummit Brokerage Services, Inc.$5001-02-2019
Edward Paul AtkinsSt. Bernard Financial Services, Inc.Cetera Advisor Networks LLC$1001-02-2019
Erasmo Radhames SosaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-02-2019
Eric Thomas HigdonLPL Financial LLCEdward Jones01-02-2019
Eric William LathropAPW Capital, Inc.Purshe Kaplan Sterling Investments$101-02-2019
Gerald Lepain Jr.Horace Mann Investors, Inc.Citizens Securities, Inc.01-02-2019
Glad M PerezAPW Capital, Inc.Purshe Kaplan Sterling Investments$15001-02-2019
Gw W KingKS Retirement Solutions, LLCBrokers International Financial Services, LLC.01-02-2019
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Showing 201 to 225 of 1,837 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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