Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sarah Elizabeth WhittakerCambridge Investment Research, Inc.AXA Advisors, LLC10-11-2018
Andrew ElmoreAmeriprise Financial Services, LLCAXA Advisors, LLC10-15-2018
Pamela Kay CioccioW&S Brokerage Services, Inc.AXA Advisors, LLC10-15-2018
Brandon Scott SmithThe Leaders Group, Inc.AXA Advisors, LLC10-16-2018
Michelle Ann LockePruco Securities, LLC.AXA Advisors, LLC10-16-2018
Charles Stewart HarrisonGWFS Equities, Inc.AXA Advisors, LLC10-17-2018
Ali H. KasapFidelity Brokerage Services LLCAXA Advisors, LLC10-22-2018
James MunroMorgan StanleyAXA Advisors, LLC10-22-2018
Richard Royston GlassMML Investors Services, LLCAXA Advisors, LLC10-23-2018
Sheffield Allen TurnerJ.P. Morgan Securities LLCAXA Advisors, LLC10-24-2018
Lia Van De KrolWells Fargo Clearing Services, LLCAXA Advisors, LLC10-24-2018
Monica Ann StrongLincoln Financial Securities CorporationAXA Advisors, LLC$2510-29-2018
Simon Pieter VlasGWN Securities Inc.AXA Advisors, LLC10-31-2018
Vanessa NavarroMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC10-31-2018
Jesse David UttendorferLPL Financial LLCAXA Advisors, LLC11-01-2018
Robert Irgens BlackAllstate Financial Services, LLCAXA Advisors, LLC11-01-2018
Julieann Elizabeth AngiePark Avenue Securities LLCAXA Advisors, LLC11-01-2018
Edwin Convery Jr.PFS Investments Inc.AXA Advisors, LLC11-05-2018
Scott PollackMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-05-2018
Jonathan Charles PhilportAmeriprise Financial Services, LLCAXA Advisors, LLC11-07-2018
Paul Mehno Jr.Private Client Services, LLCAXA Advisors, LLC$5011-09-2018
Brandon Kyle BentonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-09-2018
Vincent Michael GaraventaAmeriprise Financial Services, LLCAXA Advisors, LLC11-12-2018
Andrew J. KozakMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-12-2018
Aaron James BlasinskyCitizens Securities, Inc.AXA Advisors, LLC11-14-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.