Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jimmy ChengFarmers Financial Solutions, LLCAllstate Financial Services, LLC$101-10-2019
Dennis Frank GrothausLincoln Financial Securities CorporationAllstate Financial Services, LLC$2501-08-2019
Clay Claiborne Stringer Jr.ProEquities, Inc.Allstate Financial Services, LLC01-07-2019
Kevin Leslie GaraskyBankers Life Securities, Inc.Allstate Financial Services, LLC01-03-2019
Mark Alan TerwilligerLPL Financial LLCAllstate Financial Services, LLC$5012-05-2018
Juan Luis Flacco EspinozaSantander Securities LLCAllstate Financial Services, LLC12-03-2018
Ryan Andrew FrankEdward JonesAllstate Financial Services, LLC11-28-2018
Mark Perry KissingerNYLIFE Securities LLCAllstate Financial Services, LLC$111-27-2018
Michael Owen WilliamsCadaret, Grant & Co., Inc.Allstate Financial Services, LLC11-06-2018
Dominic Andrew RussoThrivent Investment Management Inc.Allstate Financial Services, LLC11-03-2018
Joshua Joseph WeygandtLPL Financial LLCAllstate Financial Services, LLC11-02-2018
Erick Severin GustafsonTransamerica Financial Advisors, IncAllstate Financial Services, LLC$2510-25-2018
Timothy Michael AnneeOneAmerica Securities, Inc.Allstate Financial Services, LLC$110-25-2018

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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