Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marcy Rose, Joseph SorannoMorgan StanleyAmeriprise Financial Services, Inc.$18507-07-2018
Laurens Rhinelander, Simon Lewis, Christopher CohnWells Fargo AdvisorsAmeriprise Financial Services, Inc.$34608-31-2018
John PavelkaWells Fargo AdvisorsAmeriprise Financial Services, Inc.$12509-14-2018
Neil Abney, Trisha AbneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$10009-14-2018
Brian BratspisWells Fargo AdvisorsAmeriprise Financial Services, Inc.$15109-21-2018
Joseph Gronwald, Ryan Katahara, David NakamotoMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$18810-05-2018
Alexander TimpsonWells Fargo AdvisorsAmeriprise Financial Services, Inc.$23210-12-2018
Shawn William MathisCetera Advisor Networks LLCAmeriprise Financial Services, Inc.$10010-12-2018
Robert Anthony DevereuxWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Ameriprise Financial Services, Inc.$25010-12-2018
Charles Shoghi PirniaCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.10-15-2018
Christa Liane Rubenzer SchonscheckWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Ameriprise Financial Services, Inc.10-17-2018
Jason Scott AustermanPruco Securities, LLC.Ameriprise Financial Services, Inc.10-18-2018
Trevor Jewel LooneyUmpqua Investments, Inc.Ameriprise Financial Services, Inc.$10010-24-2018
Matthew Ralph La PlantLPL Financial LLCAmeriprise Financial Services, Inc.10-25-2018
Matthew Eric CanoFisher InvestmentsAmeriprise Financial Services, Inc.10-25-2018
David KutzWells Fargo AdvisorsAmeriprise Financial Services, Inc.$12310-26-2018
Bill Pickles, Michael Pickles, Jim Feist, JB Wilson, Brad Berger, Andy VernonLPL Financial LLC LLCAmeriprise Financial Services, Inc.$21710-26-2018
Chad Jay JohnsonSigma Financial CorporationAmeriprise Financial Services, Inc.$25010-26-2018
Christian Grant RoweTD Ameritrade Investment Management, LLCAmeriprise Financial Services, Inc.10-26-2018
Richard James LubeckiSigma Financial CorporationAmeriprise Financial Services, Inc.$25010-29-2018
Nicholas L ReedBates Securities, Inc.Ameriprise Financial Services, Inc.10-29-2018
Dale Cebert, Chad Noble, Mark Dickerson, Alec Thomas, Scott Maxwell and Keriann MitchellFSC SecuritiesAmeriprise Financial Services, Inc.$44410-29-2018
Yvonne Kathy DeanOneAmerica Securities, Inc.Ameriprise Financial Services, Inc.$50010-30-2018
David Wells ChampeSigma Financial CorporationAmeriprise Financial Services, Inc.$15010-31-2018
Terry James GeorgeProEquities, Inc.Ameriprise Financial Services, Inc.$25010-31-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.