Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander S GarrettOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$15012-10-2018
Alexis Mikhail-Hirahara BuchholzBFG Wealth Management LLCAmeriprise Financial Services, Inc.01-03-2019
Andrew Henry RadziwonKovack Securities Inc.Ameriprise Financial Services, Inc.12-07-2018
Angelo Michael FerlisiMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$2511-28-2018
Brendan Christopher DooleyMeaningful Wealth Management LLCAmeriprise Financial Services, Inc.12-17-2018
Brian Lewis HillLPL Financial LLCAmeriprise Financial Services, Inc.12-19-2018
Britany Leigh EnelowMML Investors Services, LLCAmeriprise Financial Services, Inc.11-21-2018
Bruce Clinton Bevins IILPL Financial LLCAmeriprise Financial Services, Inc.$5011-02-2018
Chad Jay JohnsonSigma Financial CorporationAmeriprise Financial Services, Inc.$2510-26-2018
Darren Andrew BonsonSigma Financial CorporationAmeriprise Financial Services, Inc.$15012-13-2018
David Wells ChampeSigma Financial CorporationAmeriprise Financial Services, Inc.$15010-31-2018
Derek Pilade Dall OlmoTreMonte Financial ConsultantsAmeriprise Financial Services, Inc.10-31-2018
Dorothy Alice AdairWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$2512-07-2018
Elson T ChristianWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$2512-07-2018
Henry Charles Kochan Jr.APW Capital, Inc.Ameriprise Financial Services, Inc.$5001-08-2019
James William SpoonerLPL Financial LLCAmeriprise Financial Services, Inc.$2512-17-2018
Jay Kenneth WallickCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$111-21-2018
Jeffrey Richard FiehlerArbor Point AdvisorsAmeriprise Financial Services, Inc.01-03-2019
Jeffrey Thomas DeeterPNC InvestmentsAmeriprise Financial Services, Inc.$15011-05-2018
Jennifer Lynn Krieger RadziwonKovack Securities Inc.Ameriprise Financial Services, Inc.12-06-2018
Jeremy Scott HeffnerLPL Financial LLCAmeriprise Financial Services, Inc.12-19-2018
John Eric Moore Jr.Sigma Financial CorporationAmeriprise Financial Services, Inc.$15012-17-2018
Joseph Benjamin StrikeArbor Point AdvisorsAmeriprise Financial Services, Inc.01-03-2019
Joshua Robert BeckJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.12-14-2018
Karl Milton DagelThe Dagel GroupAmeriprise Financial Services, Inc.11-14-2018
Next Page »

Showing 1 to 25 of 46 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.