Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick J. DugganU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.12-06-2018
Christopher Anthony ConnellyGlobal Retirement Partners LLCAmeriprise Financial Services, Inc.12-06-2018
Paul Joseph CarranoLPL Financial LLCAmeriprise Financial Services, Inc.$5012-03-2018
Angelo Michael FerlisiMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$2511-28-2018
Max DeanPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$10011-26-2018
Richard P JohnsonPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.11-26-2018
Jay Kenneth WallickCommonwealth Financial NetworkAmeriprise Financial Services, Inc.11-21-2018
Britany Leigh EnelowMML Investors Services, LLCAmeriprise Financial Services, Inc.11-21-2018
Dwight Alan Fay Sr.Auxan Capital Advisors, LLCAmeriprise Financial Services, Inc.11-19-2018
Michael D. HaakinsonEdward JonesAmeriprise Financial Services, Inc.11-19-2018
Richard Michael FerauloAllstate Financial Services, LLCAmeriprise Financial Services, Inc.11-15-2018
Karl Milton DagelThe Dagel GroupAmeriprise Financial Services, Inc.11-14-2018
Joseph Michael AppolitoCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$2511-13-2018
Mark Thomas DrouillardSecurities America, Inc.Ameriprise Financial Services, Inc.$10011-12-2018
Frederick Henry CrossSecurities America, Inc.Ameriprise Financial Services, Inc.11-12-2018
Jeffrey Thomas DeeterPNC InvestmentsAmeriprise Financial Services, Inc.$15011-05-2018
Joshua D KassulkeCUNA Brokerage Services, Inc.Ameriprise Financial Services, Inc.11-05-2018
Bruce Clinton Bevins IILPL Financial LLCAmeriprise Financial Services, Inc.$5011-02-2018
Mark J. TaylorCetera Advisor Networks LLCAmeriprise Financial Services, Inc.11-01-2018
Khoi Duy NguyenWata Capital LLCAmeriprise Financial Services, Inc.11-01-2018
Theresa Ann ArtacPark Avenue Securities LLCAmeriprise Financial Services, Inc.11-01-2018
David Wells ChampeSigma Financial CorporationAmeriprise Financial Services, Inc.$15010-31-2018
Terry James GeorgeProEquities, Inc.Ameriprise Financial Services, Inc.$2510-31-2018
Derek Pilade Dall OlmoTreMonte Financial ConsultantsAmeriprise Financial Services, Inc.10-31-2018
Brian Thomas RumblesCUSO Financial Services, L.P.Ameriprise Financial Services, Inc.10-31-2018
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Showing 26 to 50 of 57 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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