Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kathleen Erin KellyWilliam BlairAmeriprise Financial Services, Inc.$5001-11-2019
Shane Ross AbernathyHilltop Securities Independent Network Inc.Ameriprise Financial Services, Inc.$5001-11-2019
Henry Charles Kochan Jr.APW Capital, Inc.Ameriprise Financial Services, Inc.$5001-08-2019
Robb Christopher HagemanMML Investors Services, LLCAmeriprise Financial Services, Inc.01-08-2019
Alexis Mikhail-Hirahara BuchholzBFG Wealth Management LLCAmeriprise Financial Services, Inc.01-03-2019
Jeffrey Richard FiehlerArbor Point AdvisorsAmeriprise Financial Services, Inc.01-03-2019
Joseph Benjamin StrikeArbor Point AdvisorsAmeriprise Financial Services, Inc.01-03-2019
Sarah Beth Hartmann BurkemperArbor Point AdvisorsAmeriprise Financial Services, Inc.01-03-2019
Thomas Andrew BurkeArbor Point AdvisorsAmeriprise Financial Services, Inc.01-03-2019
Nicholas Daniel AlbertiniMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.12-20-2018
Brian Lewis HillLPL Financial LLCAmeriprise Financial Services, Inc.12-19-2018
Jeremy Scott HeffnerLPL Financial LLCAmeriprise Financial Services, Inc.12-19-2018
Steven W LundquistCentaurus Financial, Inc.Ameriprise Financial Services, Inc.$612-19-2018
Brendan Christopher DooleyMeaningful Wealth Management LLCAmeriprise Financial Services, Inc.12-17-2018
James William SpoonerLPL Financial LLCAmeriprise Financial Services, Inc.$2512-17-2018
John Eric Moore Jr.Sigma Financial CorporationAmeriprise Financial Services, Inc.$15012-17-2018
Joshua Robert BeckJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.12-14-2018
Darren Andrew BonsonSigma Financial CorporationAmeriprise Financial Services, Inc.$15012-13-2018
Alexander S GarrettOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$15012-10-2018
Marshall Ira DumontMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$2512-10-2018
Andrew Henry RadziwonKovack Securities Inc.Ameriprise Financial Services, Inc.12-07-2018
Dorothy Alice AdairWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$2512-07-2018
Elson T ChristianWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$2512-07-2018
Jennifer Lynn Krieger RadziwonKovack Securities Inc.Ameriprise Financial Services, Inc.12-06-2018
Paul Joseph CarranoLPL Financial LLCAmeriprise Financial Services, Inc.$5012-03-2018
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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