Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shawn William MathisCetera Advisor Networks LLCAmeriprise Financial Services, LLC10-12-2018
Robert Anthony DevereuxWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC$2510-12-2018
Charles Shoghi PirniaCambridge Investment Research, Inc.Ameriprise Financial Services, LLC10-15-2018
Christa L. Rubenzer SchonscheckWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC10-17-2018
Jason Scott AustermanPruco Securities, LLC.Ameriprise Financial Services, LLC10-18-2018
Trevor Jewel LooneyUmpqua Investments, Inc.Ameriprise Financial Services, LLC10-25-2018
Matthew Ralph La PlantLPL Financial LLCAmeriprise Financial Services, LLC10-25-2018
Matthew Eric CanoFisher InvestmentsAmeriprise Financial Services, LLC10-25-2018
Chad Jay JohnsonSigma Financial CorporationAmeriprise Financial Services, LLC$2510-26-2018
Christian Grant RoweTD Ameritrade Investment Management, LLCAmeriprise Financial Services, LLC10-26-2018
Nicholas L ReedBates Securities, Inc.Ameriprise Financial Services, LLC10-29-2018
Richard James LubeckiSigma Financial CorporationAmeriprise Financial Services, LLC$2510-29-2018
Yvonne Kathy DeanOneAmerica Securities, Inc.Ameriprise Financial Services, LLC10-30-2018
Brian Thomas RumblesCUSO Financial Services, L.P.Ameriprise Financial Services, LLC10-31-2018
David Wells ChampeSigma Financial CorporationAmeriprise Financial Services, LLC$15010-31-2018
Terry James GeorgeProEquities, Inc.Ameriprise Financial Services, LLC$2510-31-2018
Derek Pilade Dall OlmoTreMonte Financial ConsultantsAmeriprise Financial Services, LLC$10010-31-2018
Victoria Anne TroccoliJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC11-01-2018
James Raymond SimoneLPL Financial LLCAmeriprise Financial Services, LLC11-01-2018
Mark J. TaylorCetera Advisor Networks LLCAmeriprise Financial Services, LLC11-01-2018
Theresa Ann ArtacPark Avenue Securities LLCAmeriprise Financial Services, LLC11-01-2018
Khoi Duy NguyenWata Capital LLCAmeriprise Financial Services, LLC11-01-2018
Bruce Clinton Bevins IILPL Financial LLCAmeriprise Financial Services, LLC$5011-02-2018
Merceditas Zaragoza De PaduaMid Atlantic Financial Management, Inc.Ameriprise Financial Services, LLC$10011-02-2018
Joshua D KassulkeCUNA Brokerage Services, Inc.Ameriprise Financial Services, LLC11-05-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.