Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Iris M ConnerCommonwealth Financial NetworkCetera Advisor Networks LLC01-03-2019
James Oxley HerlockerFortune Financial Services, Inc.Cetera Advisor Networks LLC$5001-02-2019
Edward Paul AtkinsSt. Bernard Financial Services, Inc.Cetera Advisor Networks LLC$1001-02-2019
Justin Carter PritchardApproach Financial PlanningCetera Advisor Networks LLC12-14-2018
William John Hrapmann Jr.LPL Financial LLCCetera Advisor Networks LLC12-12-2018
Gary Lee MeagherLPL Financial LLCCetera Advisor Networks LLC12-12-2018
Wendi Pamela Lee DiaconoLPL Financial LLCCetera Advisor Networks LLC$10012-07-2018
Dana Bruce DavidsonHilltop Securities Independent Network Inc.Cetera Advisor Networks LLC12-07-2018
William Barnard HanafordLPL Financial LLCCetera Advisor Networks LLC$2512-05-2018
Amanda Lyvette RobinsonAXA Advisors, LLCCetera Advisor Networks LLC$1012-05-2018
Tracy Neal AdamsLPL Financial LLCCetera Advisor Networks LLC12-05-2018
James Richard JacksonLPL Financial LLCCetera Advisor Networks LLC12-05-2018
William Lynn BollingerLPL Financial LLCCetera Advisor Networks LLC$7212-04-2018
Michael James SchultzLPL Financial LLCCetera Advisor Networks LLC$5012-04-2018
Robert Lewis FrankLPL Financial LLCCetera Advisor Networks LLC12-04-2018
Robb Alec DejongeLPL Financial LLCCetera Advisor Networks LLC12-04-2018
Thomas Joseph GrypLPL Financial LLCCetera Advisor Networks LLC12-04-2018
Terry Todd ThillEvidence Advisors Investment ManagementCetera Advisor Networks LLC12-04-2018
Angela Marie CaballeroAshton Thomas Private Wealth, LLCCetera Advisor Networks LLC12-03-2018
Renee R. ServisLPL Financial LLCCetera Advisor Networks LLC$2511-30-2018
Joseph Paul TauerEdward JonesCetera Advisor Networks LLC11-30-2018
Marcia Laurene NewkirkLPL Financial LLCCetera Advisor Networks LLC$5011-28-2018
Jena Elizabeth SchusterSB WealthCetera Advisor Networks LLC11-20-2018
Dominick Anthony ZizzoSA Stone Wealth Management Inc.Cetera Advisor Networks LLC11-20-2018
Steven Richard NicholsLPL Financial LLCCetera Advisor Networks LLC$5011-15-2018
Next Page »

Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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