Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Wood AmbroseDinuzzo Private Wealth, Inc.Charles Schwab & Co., Inc.10-17-2018
Shelby H G NewellMorgan StanleyCharles Schwab & Co., Inc.10-19-2018
Anthony Dean Lee Jr.Morgan StanleyCharles Schwab & Co., Inc.10-24-2018
Derek B. YoungTD Ameritrade Investment Management, LLCCharles Schwab & Co., Inc.10-25-2018
Matthew Louis MattheisenRoyal Alliance Associates, Inc.Charles Schwab & Co., Inc.10-26-2018
Cole Eric FragemanJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.11-02-2018
Josiah Paul MartinMorgan StanleyCharles Schwab & Co., Inc.11-16-2018
Frank Stephen FreniWells Fargo Clearing Services, LLCCharles Schwab & Co., Inc.11-20-2018
Andy W SaegerEllenbecker Investment GroupCharles Schwab & Co., Inc.11-21-2018
Aram Michael TopalianJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.11-27-2018
Matthew David HeckCetera Advisor Networks LLCCharles Schwab & Co., Inc.11-27-2018
Daniel Francis BrascettaPathway Advisors GroupCharles Schwab & Co., Inc.11-27-2018
Edmund M. CallahanFinancial Engines Advisors L.L.C.Charles Schwab & Co., Inc.11-28-2018
Bret Steven HormuthTD Ameritrade Investment Management, LLCCharles Schwab & Co., Inc.11-28-2018
Nickolas Ryan MinardMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.11-30-2018
Bradley James BierenkovenPersonal Capital Advisors CorporationCharles Schwab & Co., Inc.12-03-2018
Brett Lee SchulzJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.$15012-04-2018
James Phillip BolanJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.12-04-2018
Jason Jeffry LongFisher InvestmentsCharles Schwab & Co., Inc.12-06-2018
Shawn Christopher JenningsTIAA-CREF Individual & Institutional Services, LLCCharles Schwab & Co., Inc.12-07-2018
Matthew Paul CherryWealth Management SolutionsCharles Schwab & Co., Inc.12-07-2018
Michael Ray BarcliftWaddell & ReedCharles Schwab & Co., Inc.12-10-2018
Ronald Todd ProctorTD Ameritrade Investment Management, LLCCharles Schwab & Co., Inc.$112-11-2018
Eric Emerson UdvariTIAA-CREF Individual & Institutional Services, LLCCharles Schwab & Co., Inc.12-12-2018
Anthony James KratofilVital Wealth Management, LLCCharles Schwab & Co., Inc.12-14-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.