Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Bruce JohnsonRoyal Alliance Associates, Inc.Edward Jones01-11-2019
Daniel Patrick CaseyAthena Advisory Services Inc.Edward Jones01-07-2019
Jon Robert HansenRaymond James Financial Services, Inc.Edward Jones01-07-2019
Mark Arnold KluenderU.S. Bancorp Investments, Inc.Edward Jones$101-07-2019
Philip Michael Napolitano IIIKey Investment Services LLCEdward Jones$5001-07-2019
Eric Thomas HigdonLPL Financial LLCEdward Jones01-02-2019
Ricardo Medinilla GutierrezRegulus Advisors, LLCEdward Jones01-02-2019
Chad Anthony SafierMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-18-2018
Maryann DiamondThurston Springer FinancialEdward Jones$2512-18-2018
Tai Elli Al TaeMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-17-2018
Alexander Leo JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-15-2018
Nicholas O'Connor MartinRaymond James Financial Services, Inc.Edward Jones$112-14-2018
Alexander Steven BlackJ.P. Morgan Securities LLCEdward Jones12-12-2018
Linda Moody SwainSunTrust Investment Services, Inc.Edward Jones12-10-2018
Paul Joseph ScofieldSecurities America, Inc.Edward Jones12-10-2018
William Frank Bauerband Jr.LPL Financial LLCEdward Jones12-10-2018
Trevor Yulee CameronPNC InvestmentsEdward Jones$15012-06-2018
Jerry Winston Jarrett Jr.Pruco Securities, LLC.Edward Jones12-05-2018
Adam G. BurtonRegulus Advisors, LLCEdward Jones$112-04-2018
Thomas Casey LoperLPL Financial LLCEdward Jones$5012-03-2018
Dale Andrew KolarLPL Financial LLCEdward Jones$6011-30-2018
Apoorv NegiRaymond James Financial Services, Inc.Edward Jones11-29-2018
Jeffery Carlton AtwellWells Fargo Advisors Financial Network, LLCEdward Jones$5011-29-2018
Ryan Eric TownsleyTown CapitalEdward Jones11-29-2018
John Alexander GeresiMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-26-2018
Next Page »

Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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