Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James AsplinLPL Financial LLCEdward Jones$18008-25-2018
Chase HallL.M. Kohn & CompanyEdward Jones10-11-2018
Gregory L LemieuxLPL Financial LLCEdward Jones10-12-2018
Joseph Leo MitchellRaymond James Financial Services, Inc.Edward Jones$5010-15-2018
Dustin Cheyenne JamesVALIC Financial Advisors, Inc.Edward Jones10-15-2018
Russell Donald RhodesClient One Securities LLCEdward Jones10-17-2018
Michael D. FesslerWestlake Wealth Management, LLCEdward Jones10-18-2018
Timothy A PettyWells Fargo Clearing Services, LLCEdward Jones10-18-2018
Ellie FranklinPruco Securities, LLC.Edward Jones10-18-2018
Blake Hayden HenryRaymond James Financial Services, Inc.Edward Jones$15010-19-2018
Elliot Clayton TreeceStifel, Nicolaus & Company, IncorporatedEdward Jones$15010-19-2018
Robert John MeyersLaSalle St. Securities, LLCEdward Jones$5010-19-2018
Jeffery HattawayAmeriprise Financial Services, Inc.Edward Jones10-19-2018
Laurel Jackson CallawayRaymond James Financial Services, Inc.Edward Jones10-19-2018
Caroline AlabachRaymond JamesEdward Jones$26510-22-2018
Caroline Helen AlabachRaymond James Financial Services, Inc.Edward Jones10-22-2018
John Shannon SaunierRaymond James Financial Services, Inc.Edward Jones10-22-2018
Alfred Thomas Duncan IIIAmeriprise Financial Services, Inc.Edward Jones$15010-23-2018
Andrew Joseph WillsThe Huntington Investment CompanyEdward Jones10-24-2018
Abraham Amha HunegnawMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-25-2018
Thomas Eric BennettJ.P. Morgan Securities LLCEdward Jones10-30-2018
Brandon James BettisPrincipal Securities, Inc.Edward Jones10-30-2018
Justin W. GiffordRaymond James Financial Services, Inc.Edward Jones10-31-2018
John Patrick McnamaraHighball AdvisorsEdward Jones10-31-2018
Elliot TreeceStifel, Nicolaus & Company, IncorporatedEdward Jones$8711-01-2018
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Showing 1 to 25 of 83 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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