Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jordan A. DicksonRaymond James & Associates, Inc.Edward Jones01-08-2019
Michael A. SmithQuestar Capital CorporationEdward Jones01-07-2019
Karissa Megan HarrisBBVA Securities Inc.Edward Jones01-02-2019
Ricardo Medinilla Medinilla GutierrezRegulus Advisors, LLCEdward Jones01-02-2019
Laura Michelle CooperFirst Allied Securities, Inc.Edward Jones12-12-2018
William Collins ArtzbergerOutlook Wealth Advisors, LLCEdward Jones12-11-2018
Jeffery AtwellWells Fargo Advisors Financial Network, LLCEdward Jones$5011-29-2018
Jesus SaenzJ.P. Morgan Securities LLCEdward Jones11-20-2018
Dennis D. SumpCambridge Investment Research, Inc.Edward Jones11-19-2018
Joseph David OliverMorgan StanleyEdward Jones11-02-2018
Musa Jeleel MahmudMorgan StanleyEdward Jones10-31-2018
Nicolas Perez IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-29-2018
Michael D. FesslerWestlake Wealth Management, LLCEdward Jones10-18-2018
Bryan Robert CardinellBBVA Securities Inc.Edward Jones10-15-2018

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.