Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Greg Michael RybarczykTD Ameritrade Investment Management, LLCFidelity Brokerage Services LLC01-11-2019
Morgan Patricia HattenRaymond James Financial Services, Inc.Fidelity Brokerage Services LLC01-10-2019
Jared S. CottonCitizens Securities, Inc.Fidelity Brokerage Services LLC01-09-2019
Wing Yin Teresa LeeJ.P. Morgan Securities LLCFidelity Brokerage Services LLC01-08-2019
Daniel WorobiecJ.P. Morgan Securities LLCFidelity Brokerage Services LLC01-07-2019
Jeremy Lee RamseyMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC01-07-2019
Aaron William GriswoldSantander Securities LLCFidelity Brokerage Services LLC01-02-2019
Landon Allen MarxLPL Financial LLCFidelity Brokerage Services LLC12-11-2018
James E. LoveCWA Asset Management GroupFidelity Brokerage Services LLC12-11-2018
Steven Robert SchroederTD Ameritrade Investment Management, LLCFidelity Brokerage Services LLC12-06-2018
Thomas R. HermannFirst Command Financial Planning, Inc.Fidelity Brokerage Services LLC12-04-2018
James John BuriMorgan StanleyFidelity Brokerage Services LLC$5011-30-2018
Joshua Robert GrotheerEdward JonesFidelity Brokerage Services LLC11-30-2018
Michael Anthony TaborskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC11-14-2018
Alexander Louis CrawfordEdward JonesFidelity Brokerage Services LLC11-12-2018
Robert Charles KeatingSecurities America, Inc.Fidelity Brokerage Services LLC11-08-2018
Michael George HigginsWoodbury Financial Services, Inc.Fidelity Brokerage Services LLC11-07-2018
Jennifer Rachel PasterczykLPL Financial LLCFidelity Brokerage Services LLC$2510-30-2018
Gerardo CalderonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC10-30-2018
Robert M. KinsellaMorgan StanleyFidelity Brokerage Services LLC10-11-2018

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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