Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony James RinaldiLifeMark Securities Corp.FORESTERS EQUITY SERVICES, INC.$5010-12-2018
Sam D. SyPackerland Brokerage Services, Inc.Foresters Equity Services, Inc.10-12-2018
Victor Mario TartaroFortune Financial Services, Inc.Foresters Equity Services, Inc.10-12-2018
Robert J GrimaldiVanderbilt Securities, LLCForesters Equity Services, Inc.10-15-2018
Margaret Fanelli-GrangerFortune Financial Services, Inc.Foresters Equity Services, Inc.10-15-2018
James Todd GobelFortune Financial Services, Inc.Foresters Equity Services, Inc.10-15-2018
Brenda Sue KindyCapital Synergy PartnersForesters Equity Services, Inc.10-15-2018
Daniel Joseph ZeigerPackerland Brokerage Services, Inc.FORESTERS EQUITY SERVICES, INC.10-16-2018
David Martinez IICambridge Investment Research, Inc.Foresters Equity Services, Inc.10-16-2018
Sandra Renee LackmanLifeMark Securities Corp.FORESTERS EQUITY SERVICES, INC.10-17-2018
Brian MarshLifeMark Securities Corp.Foresters Equity Services, Inc.10-17-2018
Thomas Richard McHughWoodbury Financial Services, Inc.Foresters Equity Services, Inc.10-18-2018
Steven H. BushLifeMark Securities Corp.Foresters Equity Services, Inc.10-18-2018
Kevin Edmond Roche Jr.LifeMark Securities Corp.Foresters Equity Services, Inc.10-18-2018
Barry A. BarnetteGWN Securities Inc.FORESTERS EQUITY SERVICES, INC.10-18-2018
Jason Dean DockterAvantax Investment Services, Inc.Foresters Equity Services, Inc.10-19-2018
James Edward Arnold Sr.LifeMark Securities Corp.Foresters Equity Services, Inc.$2510-19-2018
Ernest Quitman Denmark Jr.LifeMark Securities Corp.FORESTERS EQUITY SERVICES, INC.10-19-2018
Charles Albert CeroneFortune Financial Services, Inc.Foresters Equity Services, Inc.10-19-2018
Tony Vincent SonsiniFortune Financial Services, Inc.FORESTERS EQUITY SERVICES, INC.10-19-2018
Lourdes Dudan ChaiveeraProEquities, Inc.Foresters Equity Services, Inc.$2510-22-2018
Wilfredo D. RacelisProEquities, Inc.Foresters Equity Services, Inc.$2510-22-2018
Tadanobu YasuokaProEquities, Inc.Foresters Equity Services, Inc.10-22-2018
George Joseph Cobb Jr.LifeMark Securities Corp.Foresters Equity Services, Inc.10-22-2018
Brendan Jay SchaferLifeMark Securities Corp.Foresters Equity Services, Inc.10-22-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.