Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brenda Sue KindyCapital Synergy PartnersForesters Equity Services, Inc.10-15-2018
Paul Joseph SmithCetera Financial Specialists LLCForesters Equity Services, Inc.10-29-2018
Paul Michael BalogChelsea Financial ServicesForesters Equity Services, Inc.10-31-2018
William Louis McKenzie IIIDominion Investor Services, Inc.Foresters Equity Services, Inc.11-23-2018
William John MarionDominion Investor Services, Inc.Foresters Equity Services, Inc.11-01-2018
Charles Albert CeroneFortune Financial Services, Inc.Foresters Equity Services, Inc.10-19-2018
Margaret Fanelli-GrangerFortune Financial Services, Inc.Foresters Equity Services, Inc.10-15-2018
James Todd GobelFortune Financial Services, Inc.Foresters Equity Services, Inc.10-15-2018
Victor Mario TartaroFortune Financial Services, Inc.Foresters Equity Services, Inc.10-12-2018
Kenneth Wesley MorrisonGWN Securities Inc.Foresters Equity Services, Inc.10-26-2018
Barry A. BarnetteGWN Securities Inc.FORESTERS EQUITY SERVICES, INC.10-18-2018
Jason Dean DockterHD Vest Investment ServicesForesters Equity Services, Inc.10-19-2018
Christopher Lawrence BrownLifeMark Securities Corp.Foresters Equity Services, Inc.01-07-2019
Milton DunnLifeMark Securities Corp.Foresters Equity Services, Inc.12-03-2018
Myron Robert ChorbajianLifeMark Securities Corp.Foresters Equity Services, Inc.$2511-28-2018
Richard James SullengerLifeMark Securities Corp.Foresters Equity Services, Inc.$5011-15-2018
Steven Roger CrossLifeMark Securities Corp.FORESTERS EQUITY SERVICES, INC.$1011-14-2018
Curtis Lewis Turner IIILifeMark Securities Corp.Foresters Equity Services, Inc.11-14-2018
Jude Edward McDonaghLifeMark Securities Corp.Foresters Equity Services, Inc.$1011-13-2018
Janice Marie BoyteLifeMark Securities Corp.Foresters Equity Services, Inc.11-13-2018
Andrea Bond JohnsonLifeMark Securities Corp.Foresters Equity Services, Inc.$5011-12-2018
Yvonne Maud ForbesLifeMark Securities Corp.Foresters Equity Services, Inc.11-12-2018
John Darrell MayLifeMark Securities Corp.FORESTERS EQUITY SERVICES, INC.11-09-2018
Shawn Martin DuganLifeMark Securities Corp.Foresters Equity Services, Inc.$1011-08-2018
Jeffrey Robert MitchellLifeMark Securities Corp.FORESTERS EQUITY SERVICES, INC.11-08-2018
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Showing 1 to 25 of 96 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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