Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Christopher DayPelorus Financial, LLCIndependent Financial Partners01-10-2019
Chad Everett ClarkPelorus Financial, LLCIndependent Financial Partners01-10-2019
Alan Michael MevorahLPL Financial LLCIndependent Financial Partners$2501-09-2019
Darin Boyer WassmannTriad Advisors LLCIndependent Financial Partners$3801-02-2019
Richard David FontanaPrivate Advisor Group, LLCIndependent Financial Partners12-26-2018
Matthew Ryan HaerrPrivate Advisor Group, LLCIndependent Financial Partners12-24-2018
Salvatore Anthony DannaResources Investment AdvisorsIndependent Financial Partners12-05-2018
Asa Kimo KajihiroResources Investment AdvisorsIndependent Financial Partners12-03-2018
Benjamin James HodgeResources Investment AdvisorsIndependent Financial Partners12-03-2018
Geoffrey Harden SeboldResources Investment AdvisorsIndependent Financial Partners12-03-2018
Michael Thomas GoddardResources Investment AdvisorsIndependent Financial Partners12-03-2018
Lori Suzanne NadglowskiPrincipal Securities, Inc.Independent Financial Partners$1,00011-30-2018
Jeff Wayne ThorsenIndependent Advisor Alliance, LLCIndependent Financial Partners11-12-2018

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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