Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark James DickmanIndependent Financial PartnersIndependent Financial Partners10-11-2018
Patrick Timothy HarriganIndependent Financial PartnersIndependent Financial Partners10-11-2018
Matthew Lawrence DarpelIndependent Financial PartnersIndependent Financial Partners$2510-11-2018
Shawna Dawn ChristiansenResources Investment AdvisorsIndependent Financial Partners10-19-2018
Jeff Wayne ThorsenIndependent Advisor Alliance, LLCIndependent Financial Partners$5011-12-2018
Lori Suzanne NadglowskiPrincipal Securities, Inc.Independent Financial Partners$1,00011-30-2018
Lawrence Paul GerweRobert W. Baird & Co. IncorporatedIndependent Financial Partners$5011-30-2018
William Jay CaldwellResources Investment AdvisorsIndependent Financial Partners12-03-2018
Bryan Leigh MurphyResources Investment AdvisorsIndependent Financial Partners$10012-03-2018
Geoffrey Harden SeboldResources Investment AdvisorsIndependent Financial Partners$4412-03-2018
Mark Steven MillerResources Investment AdvisorsIndependent Financial Partners12-03-2018
Phillip Anthony MathesonResources Investment AdvisorsIndependent Financial Partners$10012-03-2018
Glenn Mark CassidyResources Investment AdvisorsIndependent Financial Partners12-03-2018
Michael Alan RosenthalResources Investment AdvisorsIndependent Financial Partners$5012-03-2018
Asa Kimo KajihiroResources Investment AdvisorsIndependent Financial Partners$1012-03-2018
Benjamin James HodgeResources Investment AdvisorsIndependent Financial Partners12-03-2018
Rylen Takao YamamotoResources Investment AdvisorsIndependent Financial Partners12-03-2018
Sophois SokhomResources Investment AdvisorsIndependent Financial Partners$1012-03-2018
Conor Kenneth WeirResources Investment AdvisorsIndependent Financial Partners12-03-2018
Eric Carl CarlsonResources Investment AdvisorsIndependent Financial Partners12-03-2018
Daniel Thomas DuboisResources Investment AdvisorsIndependent Financial Partners$5012-04-2018
Salvatore Anthony DannaResources Investment AdvisorsIndependent Financial Partners$2512-05-2018
Taylor Ryan JonesResources Investment AdvisorsIndependent Financial Partners12-05-2018
Frederic W. AmbergResources Investment AdvisorsIndependent Financial Partners$17912-07-2018
Matthew Ryan HaerrPrivate Advisor Group, LLCIndependent Financial Partners12-24-2018
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.