Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenneth Michael NesselroadWells Fargo Advisors Financial Network, LLCJ.P. Morgan Securities LLC10-11-2018
William RyanWilliam BlairJ.P. Morgan Securities LLC$5010-11-2018
Preston SnowSTA Wealth Management, LLCJ.P. Morgan Securities LLC$10010-11-2018
Kyle David NevaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-11-2018
Frances Joy A. CaldwellWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-11-2018
Sara R. O'BrienGeneos Wealth Management, Inc.J.P. Morgan Securities LLC10-12-2018
Michele Ann PasqualinaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-12-2018
Jeffrey Douglas HackettMorgan StanleyJ.P. Morgan Securities LLC10-12-2018
Daniel David JonkerFieldpoint Private Securities, LLCJ.P. Morgan Securities LLC10-15-2018
James M. GeartyWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-15-2018
Juan Pablo Rodriguez-BelendezUnionBanc Investment Services, LLCJ.P. Morgan Securities LLC10-16-2018
Elva I. DominguezCitigroup Global Markets Inc.J.P. Morgan Securities LLC10-17-2018
Szehaw PhangHSBC Securities (USA) Inc.J.P. Morgan Securities LLC10-17-2018
Tosha Nichole ThompsonAmeriprise Financial Services, LLCJ.P. Morgan Securities LLC10-17-2018
Michael KhouryAllstate Financial Services, LLCJ.P. Morgan Securities LLC10-17-2018
Carol Y CastilloEdelman Financial Services LLCJ.P. Morgan Securities LLC10-17-2018
Moustafa A. SaadMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-17-2018
Nadim H. ToumaCitigroup Global Markets Inc.J.P. Morgan Securities LLC10-18-2018
Raimie L. HodgesMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC10-18-2018
Reynaldo Socorro Socorro FanjulHSBC Securities (USA) Inc.J.P. Morgan Securities LLC10-19-2018
Daniel Josue CorredorNorthwestern Mutual Investment Services, LLCJ.P. Morgan Securities LLC10-19-2018
Juan Espitia Jr.Wells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-19-2018
John Kenneth SiegelWillis Johnson & Associates, Inc.J.P. Morgan Securities LLC10-22-2018
Deborah Allan KraakUBS Financial Services Inc.J.P. Morgan Securities LLC$15010-22-2018
Michael Loren TetamoreKey Investment Services LLCJ.P. Morgan Securities LLC10-23-2018
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Showing 1 to 25 of 151 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.