Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Caleb John MontagSecurities America, Inc.LPL Financial LLC10-12-2018
John Thomas HassellHassell Wealth ManagementLPL Financial LLC10-15-2018
Michael Atah SadjadiWealth Enhancement Brokerage Services, LLCLPL Financial LLC10-15-2018
Aldo Antonio JimenezMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC10-22-2018
James Ellis BrewerEnvision Wealth Planning, Inc.LPL Financial LLC10-23-2018
Kimberly Ann GieselerCWM, LLCLPL Financial LLC10-24-2018
Philip John ClesiHD Vest Investment ServicesLPL Financial LLC$1410-25-2018
Howard French Daugherty Jr.Synovus Securities, Inc.LPL Financial LLC$2510-29-2018
Miranda Joyce BondeOneAmerica Securities, Inc.LPL Financial LLC10-29-2018
Julie A. Vavra DaleySecurities America, Inc.LPL Financial LLC11-01-2018
James Raymond SimoneRainier Financial Group, Inc.LPL Financial LLC11-02-2018
Hamilton P B PoynorArete Wealth Management, LLCLPL Financial LLC$5011-08-2018
William O. HindsIndependent Financial Group, LLCLPL Financial LLC11-08-2018
Gerald Weeks MadsenEdward JonesLPL Financial LLC$1011-09-2018
Steven TalleySantander Securities LLCLPL Financial LLC11-09-2018
Marshall Charles Barclay Jr.Level Four Advisory ServicesLPL Financial LLC11-12-2018
Derek James HawkWells Fargo Clearing Services, LLCLPL Financial LLC$5011-14-2018
William George DobbinsIndependent Financial Group, LLCLPL Financial LLC$1011-15-2018
James David TowarnickySecurities America, Inc.LPL Financial LLC$1011-15-2018
Stephen John NiezgodaCambridge Investment Research, Inc.LPL Financial LLC$2511-16-2018
Christopher Paul WoodsLifePoint Financial GroupLPL Financial LLC11-19-2018
Gregory C. VickersEdward JonesLPL Financial LLC11-21-2018
Valerie Ann RobertsWells Fargo Clearing Services, LLCLPL Financial LLC11-28-2018
Antonio Montez BurkettAspire Private CapitalLPL Financial LLC11-28-2018
Douglas L LillyAmeriprise Financial Services, Inc.LPL Financial LLC$4911-30-2018
Next Page »

Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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