Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Glen GranowitzThe Leaders Group, Inc.LPL Financial LLC$5010-11-2018
Randy Louis SmithClear Sky Financial, LPLPL Financial LLC$1,00010-11-2018
John Wesley PaulsonClear Sky Financial, LPLPL Financial LLC$5010-11-2018
Andrew Louis HickeyClear Sky Financial, LPLPL Financial LLC$10010-11-2018
Caleb John MontagSecurities America, Inc.LPL Financial LLC10-12-2018
Michael Atah SadjadiWealth Enhancement Brokerage Services, LLCLPL Financial LLC10-15-2018
John Thomas HassellHassell Wealth ManagementLPL Financial LLC$10010-15-2018
Stephen Kelly HassellHassell Wealth ManagementLPL Financial LLC10-15-2018
Alexandra A HassellHassell Wealth ManagementLPL Financial LLC10-15-2018
Wayne Eric GreenoughGlobal Retirement Partners LLCLPL Financial LLC$5010-16-2018
Chris BrefeldFisher InvestmentsLPL Financial LLC10-16-2018
Shannon Paul SimonDB & C Advisors, LLCLPL Financial LLC$5010-16-2018
Jennifer T GoEdward JonesLPL Financial LLC$2510-17-2018
Whitney Marie StreckAmeriprise Financial Services, LLCLPL Financial LLC$2510-22-2018
Aldo Antonio JimenezMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC10-22-2018
Richard Allan ThompsonResonant Capital Advisors, LLCLPL Financial LLC$2510-23-2018
James Ellis BrewerEnvision Wealth Planning, Inc.LPL Financial LLC10-23-2018
Kimberly Ann GieselerCWM, LLCLPL Financial LLC10-24-2018
Alexa B. BrascettaCWM, LLCLPL Financial LLC10-24-2018
Philip John ClesiAvantax Investment Services, Inc.LPL Financial LLC$1410-25-2018
Heidi Marie SchoenbergerCetera Advisor Networks LLCLPL Financial LLC$5010-26-2018
Howard French Daugherty Jr.Synovus Securities, Inc.LPL Financial LLC$2510-29-2018
Miranda Joyce BondeOneAmerica Securities, Inc.LPL Financial LLC10-29-2018
Christy Sue MantheiBankers Life Securities, Inc.LPL Financial LLC10-31-2018
Patricia Marie RennieLPL Financial LLCLPL Financial LLC11-01-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.