Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Danny Brent BerrymanPlanMember Securities CorporationLPL Financial LLC01-09-2019
Michelle Lynn WoodLincoln Financial Advisors CorporationLPL Financial LLC$5001-07-2019
Jena Lynn SullivanEdward JonesLPL Financial LLC01-07-2019
Steven Eric EricksonInternational Assets Advisory, LLCLPL Financial LLC$2501-04-2019
Michael D. ThieryJ.P. Morgan Securities LLCLPL Financial LLC01-03-2019
Scott Edward FluetSecurities America, Inc.LPL Financial LLC12-21-2018
Sharon A. McLeanRaymond James & Associates, Inc.LPL Financial LLC12-21-2018
Patricia Ann LloydArdent Wealth Management Inc.LPL Financial LLC12-18-2018
Robert Walter McIntoshFSC Securities CorporationLPL Financial LLC12-17-2018
Jordan Glenn LewisCommonwealth Financial NetworkLPL Financial LLC12-17-2018
Robert Nathan WillisonEdward JonesLPL Financial LLC12-14-2018
Christopher Neil WatkinsSilver Oak Securities, IncorporatedLPL Financial LLC12-13-2018
Patrick Anthony QuinnJ.P. Morgan Securities LLCLPL Financial LLC12-11-2018
Matthew Allen SernauSecurities America, Inc.LPL Financial LLC$2512-07-2018
Quincy Jovon GoudeauWells Fargo Clearing Services, LLCLPL Financial LLC12-07-2018
Frank Kirk DyerMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC$18512-06-2018
John Mauldin HoffmanAmeriprise Financial Services, Inc.LPL Financial LLC12-05-2018
Steven Moyer AgeeRaymond James Financial Services, Inc.LPL Financial LLC12-05-2018
Tim Craig ViohlU.S. Bancorp Investments, Inc.LPL Financial LLC12-04-2018
Joel Patrick ShomakerResources Investment AdvisorsLPL Financial LLC12-04-2018
Douglas L LillyAmeriprise Financial Services, Inc.LPL Financial LLC$4911-30-2018
Gail Lisa AbramsThe Investment Center, Inc.LPL Financial LLC$2511-30-2018
Michael Aldrich HarperEdward JonesLPL Financial LLC11-30-2018
Valerie Ann RobertsWells Fargo Clearing Services, LLCLPL Financial LLC11-28-2018
Antonio Montez BurkettAspire Private CapitalLPL Financial LLC11-28-2018
Next Page »

Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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