Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Darren Clark BlanchardKMS Financial Services, Inc.MML Investors Services, LLC10-12-2018
Jason P. BlanchardKMS Financial Services, Inc.MML Investors Services, LLC10-12-2018
Curt Anthony PedersonAmeriprise Financial Services, LLCMML Investors Services, LLC$8410-16-2018
Stuart Alexander GayChalice Capital Partners, LLCMML Investors Services, LLC10-16-2018
Jeffrey Paul ClarkePrincipal Securities, Inc.MML Investors Services, LLC$1010-16-2018
Sebastiano Carl Lisi IVPrincipal Securities, Inc.MML Investors Services, LLC10-17-2018
Frank Anthony PugliesePrincipal Securities, Inc.MML Investors Services, LLC10-18-2018
Jeannie Temple MainlandPruco Securities, LLC.MML Investors Services, LLC10-18-2018
Matthew L. WhiteWhite McGowanMML Investors Services, LLC10-18-2018
William Blake McgowanWhite McGowanMML Investors Services, LLC10-18-2018
Stephen C. TadlockPark Avenue Securities LLCMML Investors Services, LLC10-19-2018
Steven Iram Harold HuebnerFirst Financial Securities of America, Inc.MML Investors Services, LLC10-19-2018
George H. Aucreman IIIHornor, Townsend & Kent, LLCMML Investors Services, LLC10-22-2018
Cy Thomas HessSecurities America, Inc.MML Investors Services, LLC10-22-2018
Anthony Philip FaiccoUBS Financial Services Inc.MML Investors Services, LLC10-25-2018
Gregory Lawrence SmithMorgan StanleyMML Investors Services, LLC10-25-2018
Chase DrakeAmeriprise Financial Services, LLCMML Investors Services, LLC10-29-2018
Ronald C. DimaggioLPL Financial LLCMML Investors Services, LLC10-30-2018
Robert Dean YoungAllstate Financial Services, LLCMML Investors Services, LLC10-30-2018
John James WhiteRaymond James Financial Services, Inc.MML Investors Services, LLC10-31-2018
David John MonkPark Avenue Securities LLCMML Investors Services, LLC$2510-31-2018
Efraim YungreisLPL Financial LLCMML Investors Services, LLC11-01-2018
Andrew James RivielloSecurities America, Inc.MML Investors Services, LLC11-01-2018
Sarah SchnitzerSecurian Financial Services, Inc.MML Investors Services, LLC11-01-2018
Jacob L. O'KeefeRoyal Alliance Associates, Inc.MML Investors Services, LLC$2011-01-2018
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Showing 1 to 25 of 94 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.