Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel ChisenaJ.P. Morgan Securities LLCMML Investors Services, LLC01-10-2019
Jonathan T. BensenOneAmerica Securities, Inc.MML Investors Services, LLC01-10-2019
Nelson Bradford AhernAmeritas Investment Corp.MML Investors Services, LLC$3801-07-2019
Brian Keith PuddyLPL Financial LLCMML Investors Services, LLC01-07-2019
John D. KennySavvy Investments & Planning LLCMML Investors Services, LLC01-03-2019
Kyle Duane MartinCommonwealth Financial NetworkMML Investors Services, LLC01-02-2019
Timothy Lynn GloverPackerland Brokerage Services, Inc.MML Investors Services, LLC12-21-2018
Pamela Putnam SmithLPL Financial LLCMML Investors Services, LLC12-19-2018
Michael P. LaceyPark Avenue Securities LLCMML Investors Services, LLC12-17-2018
Joy Lori SimarPruco Securities, LLC.MML Investors Services, LLC12-17-2018
Noah Hunter ReichertLPL Financial LLCMML Investors Services, LLC12-14-2018
Dawn Marie CobakMorgan StanleyMML Investors Services, LLC12-14-2018
Christian TateoWoodbury Financial Services, Inc.MML Investors Services, LLC12-14-2018
Nicholas E OlmsteadPackerland Brokerage Services, Inc.MML Investors Services, LLC12-13-2018
Chad T. MacklandLion Street Financial, LLCMML Investors Services, LLC12-12-2018
Charles Anthony SamsJ.P. Morgan Securities LLCMML Investors Services, LLC12-12-2018
Daniel Alan ShepardAmeriprise Financial Services, Inc.MML Investors Services, LLC12-11-2018
Karla Elizabeth VlasatySecurities America, Inc.MML Investors Services, LLC12-07-2018
Ryan S.Cott YountSecurities America, Inc.MML Investors Services, LLC12-07-2018
Dmitry KonnovJ.P. Morgan Securities LLCMML Investors Services, LLC12-07-2018
Ryan Charles HamiltonSecurities America, Inc.MML Investors Services, LLC12-07-2018
Richard George BassmanLPL Financial LLCMML Investors Services, LLC$1012-06-2018
Connor Thomas MckeenPrincipal Securities, Inc.MML Investors Services, LLC12-05-2018
Jeremy Paul DickerPark Avenue Securities LLCMML Investors Services, LLC12-04-2018
Joseph HubbardPNC InvestmentsMML Investors Services, LLC11-29-2018
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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