Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Denise Ann Koran-KlisiewiczMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2019
Jonathan Hugh RegisterStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2019
Rushdi Ronie FurrhaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2019
Charles Dale WatsonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-10-2019
Julie Marie Rose HansonTIAA-CREF Individual & Institutional Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-10-2019
Bee Ping TanFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00001-09-2019
Dennis Michael ClappJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2019
Eric T LoiselleWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2019
Gregory Howard ScozzariBNY Mellon Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2019
Orlando Campos JrWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2019
Lee Stirling MinskWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-07-2019
Paul John DeSantisJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2501-07-2019
Matthew A IversenWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-07-2019
Thomas MonnayJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-04-2019
Whitney C RuggOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-04-2019
Jonathan GerrardTIAA-CREF Individual & Institutional Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-04-2019
Sean MuncyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2019
Nichola S AginsRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2019
Jonathan WheelerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2019
John D OKeeffeRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2019
Nathan Johns IrbyWestpark Wealth AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2019
David BerryAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2019
Noa Tsila BendoryFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-27-2018
Joseph Patrick BradyStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
Erin Catherine BradyStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
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Showing 1 to 25 of 192 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.