Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Renee Patricia VanekLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$26510-11-2018
William Max YoungJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-12-2018
Tuyet-Minh H HoangJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-12-2018
Caitlin Jill GilmanFSC Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated10-12-2018
Nicholas Blaise CirielloRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-12-2018
Elizabeth Louise ZimmerRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-12-2018
Richard Michael ToolsonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-12-2018
Sharon Christine HitchcockJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-15-2018
Natan BteshNorthwestern Mutual Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-15-2018
Scott Charles CarltonAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-15-2018
Frank Joseph Udvarhely IIIVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-15-2018
Rita Marie LaveckCitizens Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-16-2018
Jared Lyle HarguessFisher InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated10-16-2018
Miguel A. ArevaloMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated10-16-2018
Alexander James MayerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-16-2018
Michael Salvatore MesiCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-17-2018
Rene HaagRobert W. Baird & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated10-17-2018
Theresa Lynn AdamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated10-17-2018
Megan AlvarezFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-18-2018
Robin K CatanioAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-18-2018
Timothy Robert McDonaldPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-18-2018
Gordon Richard NearingRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15010-18-2018
Nicole Susan MolineuxRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-18-2018
Pamela Chilton DallasRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-18-2018
Jarrod L RenningerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-19-2018
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Showing 1 to 25 of 246 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.