Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam C. BeckBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-16-2018
Alan Christopher KepplerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2019
Albert K. LazaroEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated11-12-2018
Alexander James MayerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-16-2018
Alfred Isaac PetrossWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2018
Augustin Joseph Janssens SmithStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated10-22-2018
Aurelio John ReyesFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-12-2018
Benjamin R. JamesGWM Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-30-2018
Brandon YeeEmergent Fortuity Financial, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
Brian Steven GrahekWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-09-2018
Bryson Tyler MacchioneCalton & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2511-01-2018
Carlos E BetancourtJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-03-2018
Charles Dale WatsonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-10-2019
Charles Francis Taylor Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
Chris Buccheri, Dave HarrisStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$33011-01-2018
Christina Guidice DuffySunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-26-2018
Christopher John Rezek Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2018
Christopher Joseph BuccheriStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$15010-31-2018
Dan DwyerFirst Republic SecuritiesMerrill Lynch, Pierce, Fenner & Smith Incorporated$16011-02-2018
Daniel Frederick DwyerFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-02-2018
Daniel Todd Peterman Jr.Raymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-27-2018
David BerryAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2019
David John HarrisStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated10-31-2018
David Scott FiedlerRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-25-2018
Dean H LinJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-07-2018
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Showing 1 to 25 of 117 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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