Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jared M. SkinnerBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-10-2018
Dean H LinJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-07-2018
Kelly Jean KesdenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-05-2018
Joseph Edward JarrettSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-04-2018
Don Gene BanksWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-04-2018
Carlos E BetancourtJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-03-2018
Scott Lindsay DeupreeGWM Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-30-2018
Richard J. OrleckAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-30-2018
Benjamin R. JamesGWM Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-30-2018
Travis R. DocykAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-30-2018
Huiying ChengMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-27-2018
Daniel Todd Peterman Jr.Raymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-27-2018
Sumit SharmaCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-26-2018
Gregory W ChapmanFlood Tide Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-26-2018
Christopher John Rezek Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2018
Julio Armando LacayoSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2018
Alfred Isaac PetrossWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2018
Michael Christopher KrajnakMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-16-2018
Adam C. BeckBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-16-2018
Rick McDonaldViridian AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated11-13-2018
Marilu HernandezU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-13-2018
Albert K. LazaroEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated11-12-2018
Lawrence McDonnell, Frank McDonnellRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated11-09-2018
Linda PereiraWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-07-2018
Marlin J. McNairSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-06-2018
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Showing 26 to 50 of 117 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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