Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kristen Ann DawsonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2019
Dennis Michael ClappJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2019
Mary Ann R. GeeLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2019
Linda Joan PappasFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-19-2018
Victor TruongJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2018
Jared M. SkinnerBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-10-2018
Howard Steven MeyersonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-07-2018
Samuel C. ShermanTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2018
Kelly Jean KesdenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-05-2018
Weina HouCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-04-2018
Carlos E BetancourtJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-03-2018
Blake Griffin WilleyCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-29-2018
Anthony P SciarrinoJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-28-2018
Michelle ChoiFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-27-2018
Huiying ChengMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-27-2018
Sumit SharmaCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-26-2018
Richard Duarte Adona IIRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-15-2018
Marilu HernandezU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-13-2018
Anna E. DiazDowling & Yahnke, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-12-2018
Brandon Erick Rodriguez ArellanoTD Ameritrade, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-09-2018
Linda PereiraWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-07-2018
Michael HouFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-01-2018
Rick Amador Cordova IIJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2310-31-2018
Michael R BurtCity National Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-30-2018
Justin Carter ThomasPFS Investments Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-30-2018
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.