Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rush Merrill JamesAdvocacy Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-17-2018
Scott Charles CarltonAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-15-2018
David BerryAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2019
Derek David RosenbergAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5011-30-2018
Richard J. OrleckAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-30-2018
Travis R. DocykAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-30-2018
Jay Wayne GazzierAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5011-23-2018
Robert Joseph DimariaAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5011-16-2018
Sean Wallace StephensonAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-06-2018
Regan J. WildaAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-26-2018
Robin K CatanioAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-18-2018
Luke James TrotochaudAPW Capital, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-06-2018
Connie Jannelle CarrierAvantax Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-21-2018
Travis Cole ChickAWM Capital, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-31-2018
Christopher D McFaddenAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-22-2018
Brock Thomas AdamsB.O.S.S. Retirement Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2019
Jared M. SkinnerBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-10-2018
Adam C. BeckBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-16-2018
Michael William CummingsBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-31-2018
Gregory Howard ScozzariBNY Mellon Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2019
Bryson Tyler MacchioneCalton & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2511-01-2018
David Shwan WinfreyCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-05-2018
Weina HouCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-04-2018
Linxin ChenCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-27-2018
Gay Melynne M. WriterCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
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Showing 1 to 25 of 246 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.