Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Walter Roland StevensonRaymond James & Associates, Inc.Morgan Stanley$10010-11-2018
Samantha Lee BeckerMorgan StanleyMorgan Stanley10-11-2018
Jessica Elizabeth RebmannCambridge Investment Research, Inc.Morgan Stanley$6510-12-2018
Tai Elli Al TaeEdward JonesMorgan Stanley10-12-2018
Benjamin D LincolnRaymond James & Associates, Inc.Morgan Stanley$5010-12-2018
Sarah PetroneUBS Financial Services Inc.Morgan Stanley10-12-2018
Paul D BenderWells Fargo Clearing Services, LLCMorgan Stanley$10010-12-2018
John Joseph D'AnnunzioWells Fargo Clearing Services, LLCMorgan Stanley$2510-12-2018
Andrew V. VillafrancaWells Fargo Advisors Financial Network, LLCMorgan Stanley10-15-2018
Christian J. SotomayorAragon Capital LLCMorgan Stanley10-16-2018
Danny SetoUBS Financial Services Inc.Morgan Stanley10-16-2018
Katherine Sharon FestaJ.P. Morgan Securities LLCMorgan Stanley$5010-18-2018
Grace Marie KellyFirst Oak Wealth Management, LLCMorgan Stanley10-18-2018
Tara Savina DelucaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-18-2018
Van C Curtis Shell Jr.J.P. Morgan Securities LLCMorgan Stanley10-19-2018
Woodrow Wilson Mcgill IIILPL Financial LLCMorgan Stanley10-19-2018
Mark Steven LoftusRaymond James Financial Services, Inc.Morgan Stanley10-19-2018
Robert Mark WeissRaymond James Financial Services, Inc.Morgan Stanley$7010-19-2018
Jeffrey Charles PreusserRaymond James Financial Services, Inc.Morgan Stanley10-19-2018
Cynthia Marie HermosilloRaymond James Financial Services, Inc.Morgan Stanley10-19-2018
Colleen Lauren MurrayMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-19-2018
Arturo Montemayor GruszcaJ.P. Morgan Securities LLCMorgan Stanley10-23-2018
Kieron John NutbrownSantander Securities LLCMorgan Stanley10-23-2018
Jimmie Kevin GoldenLPL Financial LLCMorgan Stanley$5010-23-2018
Anthony Joseph CipollaWells Fargo Advisors Financial Network, LLCMorgan Stanley10-23-2018
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Showing 1 to 25 of 152 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.