Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony Joseph CipollaWells Fargo Advisors Financial Network, LLCMorgan Stanley$15010-23-2018
Arturo Montemayor GruszcaJ.P. Morgan Securities LLCMorgan Stanley$10010-23-2018
Benjamin K WestU.S. Bancorp Investments, Inc.Morgan Stanley11-27-2018
Christopher Michael StoneWinslow, Evans & Crocker, Inc.Morgan Stanley$10011-15-2018
Douglas Trowbridge Elliman IVMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-05-2018
Frank David SardanoCoastal Equities, Inc.Morgan Stanley$10011-28-2018
Jason Daniel GriffithJ.P. Morgan Securities LLCMorgan Stanley11-06-2018
Jeffrey Kessler FishmanWinslow, Evans & Crocker, Inc.Morgan Stanley$29811-15-2018
Kwan-Rok KongAmeriprise Financial Services, Inc.Morgan Stanley$10010-26-2018
Kyler Brandon FranklinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-08-2018
Michael Patrick SchifferWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$25012-14-2018
Michael Wayne OutlawRockefeller Capital ManagementMorgan Stanley$50011-27-2018
Van C Curtis Shell Jr.J.P. Morgan Securities LLCMorgan Stanley10-19-2018

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.