Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Howard YoungThe O.N. Equity Sales CompanyNYLIFE Securities LLC10-12-2018
Kevin Brady WitmerKey Investment Services LLCNYLIFE Securities LLC10-15-2018
Phillipe ElizeeMML Investors Services, LLCNYLIFE Securities LLC10-17-2018
Jacob D. PeersPark Avenue Securities LLCNYLIFE Securities LLC10-19-2018
Brandon Joseph HebertJ.P. Morgan Securities LLCNYLIFE Securities LLC10-24-2018
Brian Matthew DuncanCitizens Securities, Inc.NYLIFE Securities LLC$1010-24-2018
John Madison RothCharles Schwab & Co., Inc.NYLIFE Securities LLC10-25-2018
Iorwuese IfanSecurian Financial Services, Inc.NYLIFE Securities LLC10-26-2018
Ivanhoe SanchezSagePoint Financial, Inc.NYLIFE Securities LLC10-30-2018
Leo Eugene Choquette Jr.Securian Financial Services, Inc.NYLIFE Securities LLC10-31-2018
John Ernest ValleAllstate Financial Services, LLCNYLIFE Securities LLC10-31-2018
Cassius Leonard Williams Jr.Lincoln Financial Securities CorporationNYLIFE Securities LLC11-05-2018
Gabriel I. MartinezMutual of Omaha Investor Services, Inc.NYLIFE Securities LLC11-05-2018
Michelle Kindrell CobbMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC11-05-2018
Tina Marie SoumareSecurities America, Inc.NYLIFE Securities LLC11-09-2018
Francisco G. Orozco-CanalesMML Investors Services, LLCNYLIFE Securities LLC11-12-2018
Joshua T. MacleanVoya Financial Advisors, Inc.NYLIFE Securities LLC11-13-2018
Nick Allen NeefJ.P. Morgan Securities LLCNYLIFE Securities LLC11-15-2018
Douglas Krug McDanielPrincipal Securities, Inc.NYLIFE Securities LLC11-16-2018
John Richard VancampEdward JonesNYLIFE Securities LLC11-16-2018
Li PanMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC11-19-2018
Cole Addison GreenUBS Financial Services Inc.NYLIFE Securities LLC11-20-2018
Sabrina Dawn ShattuckPruco Securities, LLC.NYLIFE Securities LLC11-27-2018
Gary Michael KlazmerAXA Advisors, LLCNYLIFE Securities LLC$5011-27-2018
James Michael TuccioTIAA-CREF Individual & Institutional Services, LLCNYLIFE Securities LLC$2511-28-2018
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Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.