Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amber GallerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-05-2018
Anatoly IofeUBS Financial Services Inc.Northwestern Mutual Investment Services, LLC12-17-2018
Andrea L. FritzCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC12-03-2018
Blake L. ZinnSecurities America, Inc.Northwestern Mutual Investment Services, LLC10-26-2018
Bradley David Dodge IINorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC01-11-2019
Brian Ronald SchultzMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-08-2019
Brock Allan McneffCUNA Brokerage Services, Inc.Northwestern Mutual Investment Services, LLC10-17-2018
Brooke Harris MartinRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC10-23-2018
Christopher Albert WietheCliftonLarsonAllen Wealth Advisors, LLCNorthwestern Mutual Investment Services, LLC11-09-2018
Cody M. WinterDelphinus Financial Advisors, LLCNorthwestern Mutual Investment Services, LLC11-20-2018
Cody S. CarpenterCreative PlanningNorthwestern Mutual Investment Services, LLC12-07-2018
Conor R. ArmstrongGoldman Sachs & Co.Northwestern Mutual Investment Services, LLC11-05-2018
Cory M. DavenportNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC12-19-2018
Damian Joseph DavisNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC12-11-2018
Daniel Joseph StudebakerThrivent Investment Management Inc.Northwestern Mutual Investment Services, LLC12-18-2018
Dennie Ray LewisWoodbury Financial Services, Inc.Northwestern Mutual Investment Services, LLC$2511-01-2018
Donte Tyree LloydMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-10-2019
Ethan Thomas PaceThe Retirement Planning Group, Inc.Northwestern Mutual Investment Services, LLC01-10-2019
Grant Wise ParisiNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC01-04-2019
Jake Maxwell McneilMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-08-2019
Jakob AzevedoMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-18-2018
James Fleurimond Jr.J.W. Cole Financial, Inc.Northwestern Mutual Investment Services, LLC12-05-2018
James Lee ParkTIAA-CREF Individual & Institutional Services, LLCNorthwestern Mutual Investment Services, LLC11-08-2018
James T. WapelhorstCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC12-03-2018
Jared Vincent HeniginCommonwealth Financial NetworkNorthwestern Mutual Investment Services, LLC01-02-2019
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Showing 1 to 25 of 67 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.