Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Justin EmerickCantella & Co., Inc.PFS Investments Inc.10-12-2018
Michael Thomas FredaPFS Investments Inc.PFS Investments Inc.10-12-2018
Judah St AmandWells Fargo Clearing Services, LLCPFS Investments Inc.10-16-2018
Ruthie Junell OwensPFS Investments Inc.PFS Investments Inc.10-17-2018
Aaron Leo SchettlerInfinex Investments, Inc.PFS Investments Inc.10-20-2018
Herbert Ray JonesAXA Advisors, LLCPFS Investments Inc.10-23-2018
Cindy Wynelle SibilaBBVA Securities Inc.PFS Investments Inc.10-24-2018
Michael Dennis LanutoAmeriprise Financial Services, LLCPFS Investments Inc.10-29-2018
Timothy R. O'HaraPFS Investments Inc.PFS Investments Inc.11-02-2018
Ara H MouradianPFS Investments Inc.PFS Investments Inc.11-06-2018
Natalie R. LeonardUSAA Financial Advisors, Inc.PFS Investments Inc.11-06-2018
Patrick Pryce-LattyJ.P. Morgan Securities LLCPFS Investments Inc.11-08-2018
Elaine Veronica HutchinsonNYLIFE Securities LLCPFS Investments Inc.11-15-2018
Sarbjit KaurJ.P. Morgan Securities LLCPFS Investments Inc.11-28-2018
Jesus Salazar SalazarEdward JonesPFS Investments Inc.12-06-2018
Kay Sophia WhittlerNYLIFE Securities LLCPFS Investments Inc.12-13-2018
Chad Quinn PorzigAvantax Investment Services, Inc.PFS Investments Inc.12-21-2018
Hector Juan Ortiz JrSecurian Financial Services, Inc.PFS Investments Inc.12-21-2018
Rosalie Ricks KnopWells Fargo Clearing Services, LLCPFS Investments Inc.12-27-2018
Charles R. HafemannPFS Investments Inc.PFS Investments Inc.01-02-2019
Rolando R. HarrisPFS Investments Inc.PFS Investments Inc.01-02-2019
Daniel Abraham SantosPFS Investments Inc.PFS Investments Inc.01-02-2019
Stephanie CraigLPL Financial LLCPFS Investments Inc.01-07-2019
Dariel Aquino Aquino HernandezNorthwestern Mutual Investment Services, LLCPFS Investments Inc.01-08-2019
Lendell SpeedPFS Investments Inc.PFS Investments Inc.01-08-2019
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.