Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steve Pollock Jane Rocks Robert Litwin Tom Becker and Michael SchneiderLPL Financial LLCPNC Investments$22509-28-2018
Michael Keith SchneiderLPL Financial LLCPNC Investments10-12-2018
Patrick RodgersMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments10-15-2018
Sarah Elizabeth HahnRaymond James Financial Services, Inc.PNC Investments10-15-2018
Robert Eric RosemaMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments10-15-2018
Jared Michael KerstenFisher InvestmentsPNC Investments10-17-2018
Jeffrey MoellerFisher InvestmentsPNC Investments10-17-2018
Aaron M RochholzU.S. Bancorp Investments, Inc.PNC Investments10-18-2018
Michele A ManfrediBMO Harris Financial Advisors, Inc.PNC Investments10-19-2018
Patrick Stephen MullenCetera Investment Services LLCPNC Investments10-21-2018
Tanvi Shirish KhanBMO Harris Financial Advisors, Inc.PNC Investments10-22-2018
Noah J GiglioJ.P. Morgan Securities LLCPNC Investments10-22-2018
Anthony Paul TucciniCitizens Securities, Inc.PNC Investments10-23-2018
Anthony J ReidBB&T Securities, LLCPNC Investments10-24-2018
Todd John DorschelMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments$2510-25-2018
Thomas Gary BeckerLPL Financial LLCPNC Investments10-26-2018
Andrew SchultzE*TRADE Securities LLCPNC Investments10-29-2018
Stephen Arthur DAlessandroKey Investment Services LLCPNC Investments10-30-2018
Fred Howard KleinfeldJ.P. Morgan Securities LLCPNC Investments10-30-2018
Patrick Bradley BuggyCitizens Securities, Inc.PNC Investments10-31-2018
Joseph M Dittoe JrOne SevenPNC Investments11-02-2018
Christopher David CareyOne SevenPNC Investments11-02-2018
Brenda Renee RiversOne SevenPNC Investments11-02-2018
Zachary StillmanJ.P. Morgan Securities LLCPNC Investments11-02-2018
Rashad SharifJ.P. Morgan Securities LLCPNC Investments11-02-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.