Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
---|---|---|---|---|
Mona Jain | ACG Advisory Services Inc | Pruco Securities, LLC. | — | 11-21-2018 |
Kent Edmund Sipe | Allstate Financial Services, LLC | Pruco Securities, LLC. | — | 01-08-2019 |
Jonathan James Dirico | Ameriprise Financial Services, Inc. | Pruco Securities, LLC. | — | 10-19-2018 |
Ramses Losier | Brokers International Financial Services, LLC. | Pruco Securities, LLC. | — | 01-02-2019 |
Sean Gerlin | Envision Financial Services & Asset Management | Pruco Securities, LLC. | — | 10-31-2018 |
Gregory Paul Kausch | Equity Services, Inc. | Pruco Securities, LLC. | — | 11-07-2018 |
Robin Renee Woodell | Hornor, Townsend & Kent, LLC | Pruco Securities, LLC. | — | 10-22-2018 |
Stephen Humphrey | Lincoln Investment | Pruco Securities, LLC. | — | 01-09-2019 |
Raimondo Salvatore Feudale | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pruco Securities, LLC. | — | 11-08-2018 |
Ryan Gabriel Scheiderman | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pruco Securities, LLC. | — | 10-22-2018 |
Jonathon Whitacre Sanning | MML Investors Services, LLC | Pruco Securities, LLC. | — | 01-11-2019 |
Shannon James Johnson | MML Investors Services, LLC | Pruco Securities, LLC. | — | 11-12-2018 |
John William Euler | Morgan Stanley | Pruco Securities, LLC. | — | 10-26-2018 |
Amy Louise Crookshank | Mutual of Omaha Investor Services, Inc. | Pruco Securities, LLC. | — | 11-16-2018 |
Terry Wayne Vanwinkle | MWA Financial Services Inc. | Pruco Securities, LLC. | — | 11-02-2018 |
Eric Christopher Maher | Northwestern Mutual Investment Services, LLC | Pruco Securities, LLC. | $10 | 11-06-2018 |
Mario Solodkin | NYLIFE Securities LLC | Pruco Securities, LLC. | — | 12-27-2018 |
Robert James Reid Jr. | OneAmerica Securities, Inc. | Pruco Securities, LLC. | — | 12-13-2018 |
Alan Michael Tofig | P.J. Robb Variable Corporation | Pruco Securities, LLC. | — | 10-30-2018 |
Martha Lynn Grimshaw-Killian | PNC Investments | Pruco Securities, LLC. | — | 01-09-2019 |
John Joseph Moriarty | PNC Investments | Pruco Securities, LLC. | — | 12-11-2018 |
Rachel Hill Ashman | SunTrust Investment Services, Inc. | Pruco Securities, LLC. | — | 11-02-2018 |
Blane Itsuo Kagamida | VALIC Financial Advisors, Inc. | Pruco Securities, LLC. | — | 11-13-2018 |
Jacob Daniel Exline | Wells Fargo Clearing Services, LLC | Pruco Securities, LLC. | — | 12-17-2018 |
Max Richard Turner | Wells Fargo Clearing Services, LLC | Pruco Securities, LLC. | — | 12-05-2018 |
Showing 1 to 25 of 25 entries
Page 1
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.