Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jim Bryan PulleyFortune Financial Services, Inc.Questar Capital Corporation$2510-31-2018
Carl Thomas Steelman Jr.Regulus Advisors, LLCQuestar Capital Corporation11-01-2018
Stephen Bruce LeitzellGarden State Securities, Inc.Questar Capital Corporation11-06-2018
Stephen Joseph MitskavichCetera Advisor Networks LLCQuestar Capital Corporation11-08-2018
Richard Joseph KowalickSecurities America, Inc.Questar Capital Corporation11-09-2018
Perry Steven LongSecurities America, Inc.Questar Capital Corporation11-09-2018
Douglas Adam KatchenRaymond James & Associates, Inc.Questar Capital Corporation11-09-2018
Carlos CarrilloCUNA Brokerage Services, Inc.Questar Capital Corporation11-20-2018
Andrew Ryan GoldbergSecurities America, Inc.Questar Capital Corporation11-21-2018
Wayne Donald LeboeufCetera Advisors LLCQuestar Capital Corporation11-27-2018
Kevin Michael KriegNext Financial Group, Inc.Questar Capital Corporation11-29-2018
Gregory S. EastmanSummit Brokerage Services, Inc.Questar Capital Corporation12-06-2018
James Michael BresnahanLPL Financial LLCQuestar Capital Corporation$4712-07-2018
Michael L. BertolucciLPL Financial LLCQuestar Capital Corporation12-07-2018
Michael Paul BennittSecurities America, Inc.Questar Capital Corporation12-07-2018
Jeffrey Lynn BarkerSecurities America, Inc.Questar Capital Corporation$5012-07-2018
Eric J. GaisfordSecurities America, Inc.Questar Capital Corporation12-07-2018
John Eugene LanzettaSecurities America, Inc.Questar Capital Corporation12-10-2018
Peter Daniel NotaroUSA Financial Securities CorporationQuestar Capital Corporation$5012-10-2018
Michael Patrick DaughertySecurities America, Inc.Questar Capital Corporation12-11-2018
Jon D. KehlSecurities America, Inc.Questar Capital Corporation12-11-2018
Carl Overton McBeanSecurities America, Inc.Questar Capital Corporation12-11-2018
Elizabeth A. WorthingtonSecurities America, Inc.Questar Capital Corporation12-11-2018
Mark Christopher JonesSecurities America, Inc.Questar Capital Corporation$1012-12-2018
Brian Robert LauriaVALIC Financial Advisors, Inc.Questar Capital Corporation$15012-12-2018
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Showing 1 to 25 of 63 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.