Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joshua D. AnspaughD.A. Davidson & Co.Raymond James & Associates, Inc.10-11-2018
Ashley R. PottsSage Advisory Services Ltd CoRaymond James & Associates, Inc.10-15-2018
Richard Steven BernsteinLPL Financial LLCRaymond James & Associates, Inc.10-18-2018
Stephan Michael FarberInscription Capital, LLCRaymond James & Associates, Inc.10-22-2018
Sean Justin CaplenNational Securities CorporationRaymond James & Associates, Inc.10-25-2018
Justin Leslie AlexanderMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.11-01-2018
Timothy John DijakAmeriprise Financial Services, LLCRaymond James & Associates, Inc.$10011-02-2018
Martin Lewis WaldmanOppenheimer & Co. Inc.Raymond James & Associates, Inc.11-02-2018
Frederick Martin RossStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$5011-02-2018
Hafeez S FazalRegister Financial Associates, Inc.Raymond James & Associates, Inc.11-02-2018
Roxanne Renee Natale-VanblarcomJ.P. Morgan Securities LLCRaymond James & Associates, Inc.11-08-2018
Lynn Cooper FaustStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$1511-09-2018
Michael Anthony FaustStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$5011-09-2018
Joel Phillip FeldmanBoenning & Scattergood, Inc.Raymond James & Associates, Inc.$10011-12-2018
Robert Alan RubarthStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$4111-12-2018
John Christopher FleishmanMorgan StanleyRaymond James & Associates, Inc.$15011-12-2018
Lindsey Michelle HeglarEdward JonesRaymond James & Associates, Inc.11-16-2018
James K. Cluverius Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.11-16-2018
Kris N. KasarjianMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.11-16-2018
Alexander Joseph PauleaLPL Financial LLCRaymond James & Associates, Inc.11-29-2018
Jacob John WireU.S. Bancorp Investments, Inc.Raymond James & Associates, Inc.12-04-2018
Sumana SermprungsukRockefeller Financial LLCRaymond James & Associates, Inc.12-06-2018
Scott Gregory StevensMedallion Wealth Advisors, LLCRaymond James & Associates, Inc.12-06-2018
Roland Jason MartinezUBS Financial Services Inc.Raymond James & Associates, Inc.12-07-2018
Demetrios Andrew StylianosLPL Financial LLCRaymond James & Associates, Inc.12-14-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.