Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Craig Stephen GalatasJ.P. Morgan Securities LLCUBS Financial Services Inc.$10001-11-2019
Christina Louise PierceJ.P. Morgan Securities LLCUBS Financial Services Inc.01-11-2019
Jan Marie SteckerAvantax Investment Services, Inc.UBS Financial Services Inc.01-11-2019
Charles Albert Logue IIIMML Investors Services, LLCUBS Financial Services Inc.01-11-2019
Roxanne D. McElroyStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$2501-11-2019
John Joseph WelkerWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15001-10-2019
Katherine Leigh ShannonPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.01-09-2019
Eric Robert SchwartzPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.01-09-2019
Mark Laing LichtenfeldPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$83201-09-2019
Andrew Porter McNamaraWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5001-04-2019
Nicholas A Defilippis IIIFidelity Brokerage Services LLCUBS Financial Services Inc.01-03-2019
Blanca T. SalazarRaymond James Financial Services, Inc.UBS Financial Services Inc.01-03-2019
Glenn Michael Demarrais JrCommonwealth Financial NetworkUBS Financial Services Inc.01-03-2019
Armani Miller JacksonUBS Financial Services Inc.UBS Financial Services Inc.01-03-2019
Robert Leonard RiceWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-02-2019
Samuel StarrWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-02-2019
Kelly Patricia LevangieWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-02-2019
Mayrin Fontaine MoyaMorgan StanleyUBS Financial Services Inc.12-14-2018
Paul Raymond HakelMid Atlantic Capital CorporationUBS Financial Services Inc.12-13-2018
Robert Anthony FabrizioMid Atlantic Capital CorporationUBS Financial Services Inc.12-13-2018
Patrick Thomas DonohueAegis Capital Corp.UBS Financial Services Inc.$10012-07-2018
Willcox Keith BaileyOppenheimer & Co. Inc.UBS Financial Services Inc.$10012-07-2018
Thomas Lane EppersonRockefeller Financial LLCUBS Financial Services Inc.$10012-07-2018
Justin Pace RyanRockefeller Financial LLCUBS Financial Services Inc.12-07-2018
Travis Joel TidwellRockefeller Financial LLCUBS Financial Services Inc.$5012-07-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.