Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Judy RossRaymond JamesWells Fargo Advisors$24507-30-2018
Laurens Rhinelander, Simon Lewis, Christopher CohnAmeriprise Financial Services, Inc.Wells Fargo Advisors$34608-31-2018
John PavelkaAmeriprise Financial Services, Inc.Wells Fargo Advisors$12509-14-2018
Brian BratspisAmeriprise Financial Services, Inc.Wells Fargo Advisors$15109-21-2018
Elizabeth Hulley, Sean Reynolds, Benjamin NicholsonRaymond JamesWells Fargo Advisors$10010-05-2018
Betty Schutte-Box, Troy YenserRaymond JamesWells Fargo Advisors$22210-05-2018
Jonathan Palmer and Alexander MooreRaymond JamesWells Fargo Advisors$14510-12-2018
Alexander TimpsonAmeriprise Financial Services, Inc.Wells Fargo Advisors$23210-12-2018
Ian McClureRaymond JamesWells Fargo Advisors$11410-12-2018
Matthew Kroehler, Lee Springer, James Farrell, Veronica JoynerJanney Montgomery ScottWells Fargo Advisors$23910-16-2018
Eugene Bosart, Brad Bosart, Robert Bosart, Joe Moynihan, and Maddalena ParksRBC Wealth ManagementWells Fargo Advisors$1,40010-17-2018
William HornungRaymond JamesWells Fargo Advisors$14010-19-2018
Kenneth Judd, Robert GonzalesRaymond JamesWells Fargo Advisors$13610-23-2018
David KutzAmeriprise Financial Services, Inc.Wells Fargo Advisors$12310-26-2018
James WildmanRaymond JamesWells Fargo Advisors$16010-26-2018
Brian McCarver, Jonathan Freeman, Jim KampstraTriad AdvisorsWells Fargo Advisors$85011-01-2018
Michael KissingerKingsview Asset ManagementWells Fargo Advisors$11011-09-2018
Frank NightingaleStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$11111-09-2018
Kenneth Levy, Corey N. Daniel and Dudley McGeeLPL Financial LLCWells Fargo Advisors$20011-14-2018
Steven JollyLPL Financial LLCWells Fargo Advisors$19011-15-2018
Dick Niemiec, Kyle Adams, Lisa ReichertStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$50011-15-2018
Rick Hueter, Todd WinterStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$40811-16-2018
David FernedingStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$5411-20-2018
George WaltonStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$22511-28-2018
Keith CreechStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$20011-28-2018
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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