Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joel David RizzoMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-11-2018
Carlos SantanaFarmers Financial Solutions, LLCWells Fargo Clearing Services, LLC10-11-2018
Brooks Dodson CrisseyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC10-12-2018
Scott Ryan MalonePartnervest Advisory Services LLCWells Fargo Clearing Services, LLC10-12-2018
Aaron Del BrownPartnervest Advisory Services LLCWells Fargo Clearing Services, LLC10-15-2018
Derek Leon DraperWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$10010-19-2018
John Edward Draper Sr.Wells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$10010-19-2018
Ryan Philip PalenskeMorgan StanleyWells Fargo Clearing Services, LLC10-19-2018
Michael William Legaspi Jr.Oppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC10-26-2018
Nyisha Patrice BellEdward JonesWells Fargo Clearing Services, LLC11-01-2018
Thad Anthony OrtezRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5011-02-2018
Towfiq ChitalwalaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-02-2018
Michael Gene KissingerKingsview Asset Management, LLCWells Fargo Clearing Services, LLC11-08-2018
Carrie Snyder VilaplanaUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC11-14-2018
John Shannon AgostinoLPL Financial LLCWells Fargo Clearing Services, LLC$5011-15-2018
Ryan William GerdtsRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC11-16-2018
Paul E. BabaranMorgan StanleyWells Fargo Clearing Services, LLC11-20-2018
Chiu Fong WuAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00011-30-2018
Karl Adam PreheimLPL Financial LLCWells Fargo Clearing Services, LLC$1,00012-06-2018
Ryan Charles OlsonCity National Securities, Inc.Wells Fargo Clearing Services, LLC12-06-2018
Samundra TimilsinaCsuite Investment LLCWells Fargo Clearing Services, LLC01-03-2019
Donald James MatthewsonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC01-10-2019
Peter Tsutae MorimotoFirst Republic Securities Company, LLCWells Fargo Clearing Services, LLC$10001-11-2019
Roy M. Elliott Jr.First Republic Securities Company, LLCWells Fargo Clearing Services, LLC$10001-11-2019
Marena Mary TufenkjianFirst Republic Securities Company, LLCWells Fargo Clearing Services, LLC$2501-11-2019

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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