Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin H. ChristopherCetera Advisor Networks LLCInfinex Investments, Inc.$15001-11-2019
Louis Matthew LevyCetera Advisor Networks LLCNorth Ridge Securities Corp.01-11-2019
Steven Scott HaagensonCetera Advisor Networks LLCCambridge Investment Research, Inc.$2501-10-2019
Philip Eric WeisbachCetera Advisor Networks LLCHarbour Investments, Inc.01-10-2019
Philip Lawton Swann Jr.Cetera Advisor Networks LLCThe Henderson Group01-10-2019
Joel Dean WorsfoldCetera Advisor Networks LLCWells Fargo Clearing Services, LLC$2501-04-2019
Lyn Florence BoeningCetera Advisor Networks LLCCetera Advisor Networks LLC$2501-02-2019
John Edward CrowleyCetera Advisor Networks LLCTFS Securities, Inc.$1012-04-2018
Matthew David HeckCetera Advisor Networks LLCCharles Schwab & Co., Inc.11-27-2018
Scott Mason Fitzgerald Jr.Cetera Advisor Networks LLCThe Leaders Group, Inc.$2511-13-2018
Etsuji Edward OizumiCetera Advisor Networks LLCHBW Advisory Services LLC11-09-2018
Stephen Joseph MitskavichCetera Advisor Networks LLCQuestar Capital Corporation11-08-2018
Deanna Cilnyk RoegerCetera Advisor Networks LLCCambridge Investment Research, Inc.11-06-2018
Douglas M. GjerdeCetera Advisor Networks LLCCambridge Investment Research, Inc.$5011-06-2018
Jeremy Thomas WellerCetera Advisor Networks LLCCambridge Investment Research, Inc.$15011-06-2018
Christopher William SchulerCetera Advisor Networks LLCCambridge Investment Research, Inc.11-06-2018
Richard Dennis WeeksCetera Advisor Networks LLCIndependent Financial Group, LLC11-01-2018
Mark J. TaylorCetera Advisor Networks LLCAmeriprise Financial Services, LLC11-01-2018
Tunde NagyCetera Advisor Networks LLCWells Fargo Clearing Services, LLC10-30-2018
Alexander Logan ReedCetera Advisor Networks LLCHornor, Townsend & Kent, LLC10-29-2018
Heidi Marie SchoenbergerCetera Advisor Networks LLCLPL Financial LLC$5010-26-2018
Jacqueline Dea HeaterCetera Advisor Networks LLCStifel, Nicolaus & Company, Incorporated$15010-26-2018
Nicholas John GertsemaCetera Advisor Networks LLCStifel, Nicolaus & Company, Incorporated10-26-2018
Robert William StarkCetera Advisor Networks LLCWatch Guard Capital LLC10-23-2018
Kelly Christine ManningCetera Advisor Networks LLCAprio Wealth Management, LLC10-23-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.