Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas Dale CozadCetera Advisor Networks LLCCambridge Investment Research Advisors, Inc.$5001-10-2019
Philip Eric WeisbachCetera Advisor Networks LLCHarbour Investments, Inc.$101-10-2019
Douglas Robert BraunsdorfCetera Advisor Networks LLCNavy Federal Brokerage Services, LLC$5012-13-2018
Lucas M BartonCetera Advisor Networks LLCLockton Financial Advisors, LLC12-07-2018
John Edward CrowleyCetera Advisor Networks LLCTFS Securities, Inc.$1012-04-2018
Charles Edward Schlegel IVCetera Advisor Networks LLCKestra Investment Services, LLC11-09-2018
Deanna Cilnyk RoegerCetera Advisor Networks LLCCambridge Investment Research, Inc.11-06-2018
Mark John TaylorCetera Advisor Networks LLCAmeriprise Financial Services, Inc.11-01-2018
Tunde NagyCetera Advisor Networks LLCWells Fargo Clearing Services, LLC10-30-2018
Jacqueline Dea HeaterCetera Advisor Networks LLCStifel, Nicolaus & Company, Incorporated$15010-26-2018
Michael Allen GertsemaCetera Advisor Networks LLCStifel, Nicolaus & Company, Incorporated$10010-24-2018
Robert William StarkCetera Advisor Networks LLCWatch Guard Capital LLC10-23-2018
Jeffrey Alan BottorffCetera Advisor Networks LLCKestra Investment Services, LLC$710-16-2018
Jeremy Eugene MerlinoCetera Advisor Networks LLCU.S. Bancorp Investments, Inc.10-12-2018
Shawn William MathisCetera Advisor Networks LLCAmeriprise Financial Services, Inc.$110-12-2018

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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