Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Kristen Ann Dawson | Edward Jones | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 01-11-2019 |
| Amanda Vail Ridgeway | Edward Jones | Wildes Financial Strategies, Inc | — | 01-08-2019 |
| Craig Upton Colby | Edward Jones | Liberty Partners Financial Services, LLC | — | 01-07-2019 |
| Jena Lynn Sullivan | Edward Jones | LPL Financial LLC | — | 01-07-2019 |
| Robert Paul Niklaus Keller | Edward Jones | Wells Fargo Clearing Services, LLC | — | 01-07-2019 |
| Joshua Michael Shaffer | Edward Jones | HD Vest Investment Services | — | 01-07-2019 |
| John Paul Nordstrom | Edward Jones | Cambridge Investment Research Advisors, Inc. | — | 12-20-2018 |
| Irene Enriquez Simpson | Edward Jones | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 12-20-2018 |
| Michelle Lee Dubena | Edward Jones | Citizens Securities, Inc. | — | 12-19-2018 |
| Patrick Wayne Norris | Edward Jones | Thrivent Investment Management Inc. | — | 12-17-2018 |
| Suzette Lee McIntyre | Edward Jones | Raymond James Financial Services, Inc. | — | 12-17-2018 |
| Robert Nathan Willison | Edward Jones | LPL Financial LLC | — | 12-14-2018 |
| Charles Knight Pettit | Edward Jones | FDX Capital LLC | — | 12-10-2018 |
| Emma J. Aragon | Edward Jones | Wells Fargo Clearing Services, LLC | — | 12-10-2018 |
| Zachary Ross Hebbert | Edward Jones | Raymond James Financial Services, Inc. | — | 12-10-2018 |
| Geoffrey Chadwick Raynor | Edward Jones | Ohio National Equities, Inc. | — | 12-07-2018 |
| Jesus Salazar Salazar | Edward Jones | PFS Investments Inc. | — | 12-06-2018 |
| Michael Aldrich Harper | Edward Jones | LPL Financial LLC | — | 11-30-2018 |
| Jeffrey Philip Borden | Edward Jones | J.P. Morgan Securities LLC | — | 11-30-2018 |
| Joshua Robert Grotheer | Edward Jones | Fidelity Brokerage Services LLC | — | 11-30-2018 |
| Joseph Paul Tauer | Edward Jones | Cetera Advisor Networks LLC | — | 11-30-2018 |
| Ryan Andrew Frank | Edward Jones | Allstate Financial Services, LLC | — | 11-28-2018 |
| Robert Angel Molina | Edward Jones | Severin Investments LLC | — | 11-26-2018 |
| Gregory C. Vickers | Edward Jones | LPL Financial LLC | — | 11-21-2018 |
| Steven John Maxwell | Edward Jones | Morgan Stanley & Co. LLC | — | 11-20-2018 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
