Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sadik GokcilJ.P. Morgan Securities LLCSantander Securities LLC$101-09-2019
Dennis Michael ClappJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2019
Brandon Michael RosenJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.01-07-2019
Daniel WorobiecJ.P. Morgan Securities LLCFidelity Personal and Workplace Advisors01-07-2019
Danielle Marie FasciJ.P. Morgan Securities LLCSagePoint Financial, Inc.01-04-2019
Michael David ThieryJ.P. Morgan Securities LLCLPL Financial LLC01-03-2019
Charles Francis Taylor Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
David Anthony JaicomoJ.P. Morgan Securities LLCHuntleigh Securities Corporation$5012-20-2018
Joshua Robert BeckJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.12-14-2018
Victor TruongJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2018
Phyllis BartolottaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5012-13-2018
Alexander Steven BlackJ.P. Morgan Securities LLCEdward Jones12-12-2018
Byron D'Charles FreemanJ.P. Morgan Securities LLCOneAmerica Securities, Inc.12-12-2018
Charles Anthony SamsJ.P. Morgan Securities LLCMML Investors Services, LLC12-12-2018
Alan Eduardo HeinzeJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-11-2018
Karen Therese MontgomeryJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-11-2018
Dmitriy KonnovJ.P. Morgan Securities LLCMML Investors Services, LLC12-07-2018
Geoffrey Willis ShawJ.P. Morgan Securities LLCTD Ameritrade, Inc.12-07-2018
Erin Ashlee BauerJ.P. Morgan Securities LLCUSAA Financial Advisors, Inc.12-05-2018
Carlos E BetancourtJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-03-2018
Joshua R DyerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2512-03-2018
Rachel Lee O'GradyJ.P. Morgan Securities LLCRaymond James Financial Services, Inc.12-03-2018
Stacy Hawkins HawkinsJ.P. Morgan Securities LLCCapital One Investing, LLC11-30-2018
Renee Ann MilyioriJ.P. Morgan Securities LLCUBS Financial Services Inc.$5011-29-2018
Sarbjit KaurJ.P. Morgan Securities LLCPFS Investments Inc.11-28-2018
Next Page »

Showing 1 to 25 of 36 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.