Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Masoud MohebiJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC10-11-2018
William Max YoungJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-12-2018
Frank H. RoddyJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC10-12-2018
Tuyet-Minh H HoangJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-12-2018
Sharon Christine HitchcockJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-15-2018
Francisco Jesus SanchezJ.P. Morgan Securities LLCTD Ameritrade Investment Management, LLC10-15-2018
Mark Conway MulcahyJ.P. Morgan Securities LLCDeutsche Bank Securities Inc.10-16-2018
Christopher Andrew DeweyJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC10-16-2018
Gozde Claire CannarellaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC10-16-2018
David Horton AnzicekJ.P. Morgan Securities LLCThe Huntington Investment Company10-17-2018
Nicholas James McBrideJ.P. Morgan Securities LLCFidelity Personal and Workplace Advisors10-17-2018
Hector TafoyaJ.P. Morgan Securities LLCKovack Securities Inc.10-17-2018
Katherine Sharon FestaJ.P. Morgan Securities LLCMorgan Stanley$5010-18-2018
Jeremy David JonesJ.P. Morgan Securities LLCCapital One Investing, LLC10-18-2018
Albert Anthony CepedaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC10-18-2018
Van C Curtis Shell Jr.J.P. Morgan Securities LLCMorgan Stanley10-19-2018
Joon K. ChoJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC10-19-2018
Clayton Travis BashamJ.P. Morgan Securities LLCBBVA Securities Inc.10-19-2018
Thomas HasnyJ.P. Morgan Securities LLCTD Ameritrade, Inc.10-22-2018
Noah J. GiglioJ.P. Morgan Securities LLCPNC Investments10-22-2018
Javier Mario Gonzalez Jr.J.P. Morgan Securities LLCBBVA Securities Inc.10-23-2018
Arturo Montemayor GruszcaJ.P. Morgan Securities LLCMorgan Stanley10-23-2018
Jun Ha YoonJ.P. Morgan Securities LLCVanguard Marketing Corporation10-23-2018
Aleksandr Viktorovich SlyusarevJ.P. Morgan Securities LLCTIAA-CREF Individual & Institutional Services, LLC10-24-2018
Elena L Taylor WelchJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-24-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.