Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathon Whitacre SanningMML Investors Services, LLCPruco Securities, LLC.01-11-2019
Charles Albert Logue IIIMML Investors Services, LLCUBS Financial Services Inc.01-11-2019
Gary Campbell MartinMML Investors Services, LLCNYLIFE Securities LLC01-11-2019
Teigyoku Son SpringerMML Investors Services, LLCNYLIFE Securities LLC01-11-2019
Valerie Ann SchmitzMML Investors Services, LLCThe O.N. Equity Sales Company01-10-2019
Donte Tyree LloydMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-10-2019
Edward Robert Vrablik IIMML Investors Services, LLCLevel Four Advisory Services$10001-08-2019
Robb Christopher HagemanMML Investors Services, LLCAmeriprise Financial Services, LLC01-08-2019
Brian Ronald SchultzMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-08-2019
Christopher John MoralesMML Investors Services, LLCKovack Securities Inc.01-08-2019
Kenneth L. FieldsMML Investors Services, LLCNYLIFE Securities LLC01-08-2019
Michael Richard DavisMML Investors Services, LLCPruco Securities, LLC.01-08-2019
Dillon M. SmithMML Investors Services, LLCPruco Securities, LLC.01-08-2019
Jake Maxwell McneilMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-08-2019
Paden DallasMML Investors Services, LLCPruco Securities, LLC.01-08-2019
Frederick Bishop SteubingMML Investors Services, LLCNYLIFE Securities LLC01-08-2019
Mark PlinerMML Investors Services, LLCPrinceton Global Asset Management LLC01-04-2019
Jihun YoonMML Investors Services, LLCAXA Advisors, LLC01-04-2019
Eric Paul LovasMML Investors Services, LLCWells Fargo Clearing Services, LLC$5001-03-2019
Donna L. JohnsMML Investors Services, LLCNYLIFE Securities LLC01-03-2019
Michael Paul Randolph ArnheiterMML Investors Services, LLCNYLIFE Securities LLC$5001-02-2019
Vernon Douglas RussMML Investors Services, LLCNYLIFE Securities LLC01-02-2019
Jakob AzevedoMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-18-2018
Abby L. DueittMML Investors Services, LLCEdward Jones12-18-2018
Nikolas B. SellersMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-14-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.