Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dawn Marie CobakMorgan StanleyMML Investors Services, LLC$112-14-2018
David Bolden Graham Jr.Morgan StanleyWells Fargo Clearing Services, LLC$2512-12-2018
Derek Gene JohnstonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2111-30-2018
Annie Chang EvansMorgan StanleySummerlin Family Wealth, LLC11-29-2018
Harlene Liss GantmanMorgan StanleyAegis Capital Corp.11-29-2018
La'Velle Deante SpiveyMorgan StanleyTransamerica Financial Advisors, Inc11-21-2018
Christopher John Rezek Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2018
Griffin James GribbelMorgan StanleyNational Financial Services LLC11-20-2018
Paul Emmanuel BabaranMorgan StanleyWells Fargo Clearing Services, LLC11-20-2018
Suzanne Jennifer BrownMorgan StanleyRaymond James Financial Services, Inc.11-20-2018
Wright T SchwartingMorgan StanleyJ.P. Morgan Securities LLC11-20-2018
Brandon Spencer SieversMorgan StanleyFinancial Independence, LLC11-19-2018
Damian Mark BairdMorgan StanleyUBS Financial Services Inc.$5011-16-2018
Eban BarnettMorgan StanleyWells Fargo Clearing Services, LLC$2511-16-2018
Julius Ogbekhilulumen AgbonbhaseMorgan StanleyE*TRADE Securities LLC$111-16-2018
Michael Christopher KrajnakMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-16-2018
Jamie PhillipsMorgan StanleyThe Investment Center, Inc.11-14-2018
John Christopher FleishmanMorgan StanleyRaymond James & Associates, Inc.$15011-12-2018
Juan Carlos MayolMorgan StanleyUBS Financial Services Inc.11-12-2018
Susu CheungMorgan StanleyUBS Financial Services Inc.$2511-12-2018
John Anthony Germinario Jr.Morgan StanleyThrivent Investment Management Inc.11-09-2018
Brian William GuyMorgan StanleyWells Fargo Clearing Services, LLC$10011-08-2018
Benjamin Russell LeitmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-02-2018
Joseph David OliverMorgan StanleyEdward Jones11-02-2018
John James KirstienMorgan StanleyPrudential Annuities Distributors, Inc10-30-2018
Next Page »

Showing 1 to 25 of 43 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.