Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marie King ColbertProEquities, Inc.Lincoln Financial Securities Corporation01-08-2019
Clay Claiborne Stringer Jr.ProEquities, Inc.Allstate Financial Services, LLC01-07-2019
Adam S FeiersteinProEquities, Inc.Woodbury Financial Services, Inc.12-11-2018
Gregory Scott McmullenProEquities, Inc.Foresters Equity Services, Inc.$111-16-2018
Emilio ValdezProEquities, Inc.Foresters Equity Services, Inc.11-06-2018
Freddy Ivan MartinezProEquities, Inc.Foresters Equity Services, Inc.11-01-2018
Jennifer Story QuirkProEquities, Inc.First Advisors Capital, Inc.$2511-01-2018
Sean Butler-GallieraProEquities, Inc.Foresters Equity Services, Inc.$5010-31-2018
Terry James GeorgeProEquities, Inc.Ameriprise Financial Services, Inc.$2510-31-2018
David Stephen JungProEquities, Inc.Foresters Equity Services, Inc.$10010-30-2018
Lourdes Dudan ChaiveeraProEquities, Inc.Foresters Equity Services, Inc.$2510-22-2018
Tadanobu YasuokaProEquities, Inc.Foresters Equity Services, Inc.10-22-2018
Wilfredo Diokno RacelisProEquities, Inc.Foresters Equity Services, Inc.$2510-22-2018
David B Fultz Jr.ProEquities, Inc.Signator Investors, Inc.10-17-2018
Robert Philip YockinProEquities, Inc.Lincoln Financial Advisors Corporation10-12-2018

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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